Suzanne Bower
Casper,WY
Summary
A seasoned Financial Advisor with 15 years of experience in educating clients on financial matters and providing professional recommendations. Working with individuals, families and businesses in creating and implementing wealth management strategies to meet their unique goals and objectives. Skilled in preparing financial plans, consolidation of retirement assets, completing trades and transactions to assess and meet financial goals.
Overview
15
15
years of professional experience
Work History
Registered Financial Representative
Northwestern Mutual Wealth Management
09.2016 - Current
- Manage Investment Servicing for all clients needs
- Process rollovers from all plan types.
- Facilitate RMD's. Provide tax documents and answer tax questions. This includes conversions, cost basis, return of excess contributions, etc.
- Provide exceptional customer service, addressing client concerns promptly and effectively working to resolve any issues.
- Develop strong relationships with clients through regular communication and updates on their financial status.
- Handle incoming payments and outgoing disbursements. I place buys, sells, track ROA for group plans, deposit checks and code them for tax purposes.
- Discuss financial options with clients and provide informed suggestions.
Agent Assistant
Northwestern Mutual Wealth Management
06.2009 - 09.2016
- Insurance servicing and opening investment accounts.
- Input and presented data from fact finders to create an investment plan for clients
- Ensured compliance with industry regulations and company policies through diligent monitoring of operations.
- Streamlined internal processes for increased efficiency in managing client accounts and transactions.
Education
Bachelors Degrees in Psychology & Criminal Justice -
University of Wyoming
Laramie, WY. -
Series 7- General Securities License
RICP-Retirement Income Certified Professional
Skills
- Building Relationships
- Retirement Planning
- Portfolio Management
- Critical Thinking
- Asset Allocation
- Team Collaboration
- Client Service
- Account Maintenance
Hobbies
My free time is spent with my Husband and kids. We love boating, camping and snowboarding. When alone I enjoy running, yoga, hiking in the mountains and a good cup of coffee.
Timeline
Registered Financial Representative
Northwestern Mutual Wealth Management
09.2016 - Current
Agent Assistant
Northwestern Mutual Wealth Management
06.2009 - 09.2016
Bachelors Degrees in Psychology & Criminal Justice -
University of Wyoming
. -
Series 7- General Securities License
RICP-Retirement Income Certified Professional