Open To Work
Teigen Fraker
Wilmington,NC
Work Preference
Summary
Financial professional with over 10 years of experience in wealth management, specializing in trading, brokerage, and advisory roles. Demonstrated success in investment protection, retirement, and estate planning through the development of tailored financial strategies. Recognized for enhancing client communication and delivering timely performance updates, resulting in high client satisfaction. Combines analytical skills with a client-first approach to achieve impactful results and enhance organizational reputation.
Overview
5
5
Certification
12
12
years of professional experience
Work History
Registered Representative/Advisor
New York Life / NYLIFE Securities / Eagle Strategies
Wilmington, NC
03.2026 - Current
- Registered Representative & de facto Advisor offering securities & insurance products and services through NYLIFE Securities while attaining CFP credentials on a fast track path to Eagle Advisory role.
- Able to deliver 500K Annuity & 250K VUL business immediately.
- Facilitated client relationships through regular communication and personalized financial planning.
- Analyzed financial data to provide tailored investment solutions for clients' needs.
- Collaborated with team members to develop comprehensive insurance and retirement strategies.
- Conducted research on various investments including stocks, bonds and mutual funds to recommend suitable options for clients.
- Provided information about organization's financial products and services to clients.
Associate Financial Planner
Mainspring Wealth Advisors, LLC
Seattle, WA
11.2023 - 01.2025
- Provided individualized guidance & financial advice to clients on a range of matters including, but not limited to: tactical equity trade guidance; trade placement; wires; direct indexing; capital and asset class rotation & diversification, medium-long term equity, bond, & blockchain technology investments; risk management; financial model management; retirement planning; tax mitigation; estate planning; charitable giving & foundation formulation; trust guidance; macro economic & regulatory landscape evolution/projected trends.
Registered Client Service Associate
Oppenheimer & Co. Inc
Seattle, WA
08.2022 - 11.2023
- Cut my teeth formally in financial advisory services, sales, marketing, and day-to-day operations supporting multiple High Net Worth advisory teams & attaining my Series 7 & 66 licenses in a fast paced, take-no-prisoners environment.
- The role required, but was not limited to: exceptional interpersonal communication & management skills; technical support via portfolio & market dynamic analysis; client relations & communications; client wires, ACAT's & DTC money movement; research and reporting; & the ability to consistently drive & deliver superb results through a rigorous work ethic, & white-glove organizational, service & EQ skills.
Proprietary Equity Trader
T3 Trading Group, LLC
Los Angeles, CA
12.2020 - 08.2022
- Executed equity trades daily using 30/1 leverage while applying technical analysis and various strategies such as swing, momentum, interday, and intraday trades.
- Evaluated market dynamics and trends to optimize capital allocation and enhance appreciation.
- Tracked price movement, market leverage, geopolitical developments, and supply/demand dynamics to inform trading strategies.
- Summarized daily short squeeze float opportunities to guide trading decisions.
High Net Worth Event Manager
The Lucques Group, LLC
Los Angeles, CA
03.2014 - 12.2020
- Coordinated multi-million dollar events for entertainment leaders, sports personalities, and high-net-worth clients, ensuring seamless execution across various political levels.
- Delivered white glove, confidential service for CAA, WME, & UTA talent agencies, managing private client weddings, dinners, retreats, premieres, and award celebrations.
- Managed planning, production, and execution of high-profile annual events including CA Governor's Ball, SAG/AFTRA Academy Awards (Oscars), Golden Globe Awards, and ESPY Awards.
Education
BFA - Film & Communication
New York University
New York, NY05-2001
Financial Management
University of Michigan
Ann Arbor, MISkills
- Financial Advising
- Investment Strategies
- Investment Analysis
- Asset allocation
- Portfolio Management
- Securities Analysis
- Investment Products
- Risk Management
- Financial Planning
- Tax Planning
- Wealth Management
- Financial Software
- Market Research
- Client Interviewing
- Relationship management
- Strong analytical skills
- Team Collaboration
- Problem Solving
- Interpersonal Communication
- Goal-oriented mindset
- Relationship Building
- Relationship building
- Team Collaboration
- Goal-oriented mindset
Certification
- FINRA Series 57, 66, & 7 Licenses
- Life, Health, Variable Insurance & Annuity Licenses in: NC, SC, OH, CA
Timeline
Registered Representative/Advisor
New York Life / NYLIFE Securities / Eagle Strategies
03.2026 - Current
Associate Financial Planner
Mainspring Wealth Advisors, LLC
11.2023 - 01.2025
Registered Client Service Associate
Oppenheimer & Co. Inc
08.2022 - 11.2023
Proprietary Equity Trader
T3 Trading Group, LLC
12.2020 - 08.2022
High Net Worth Event Manager
The Lucques Group, LLC
03.2014 - 12.2020
BFA - Film & Communication
New York University
Financial Management
University of Michigan