Summary
Overview
Work History
Education
Certification
Volunteer Experience
Timeline
Generic

Teller Barrett

Sacramento,CA

Summary

Experienced banking professional with 6.5 years of expertise in financial services, regulatory compliance, and risk management. Strong background in conducting audits, compliance monitoring, and customer relationship management in high-pressure environments. Holds a Bachelor's degree in Economics, along with several financial industry certifications (Series 6, Series 63). Proficient in supervisory practices and compliance risk management in line with federal and state regulations. Proven track record in ensuring regulatory adherence and safeguarding financial assets through risk management strategies. A results-oriented leader, skilled in building relationships and managing cross-functional teams.

Overview

7
7
years of professional experience
1
1
Certification

Work History

Private Client Banker

JPMorgan Chase
El Dorado Hills, CA
08.2021 - 09.2024
  • AUDIT COMPLIANCE & RISK MANAGEMENT: Maintained 100% annual audit compliance for 3 consecutive years, ensuring full adherence to federal and state banking regulations, including Community Reinvestment Act (CRA) and Fair Lending laws
  • FRAUD PREVENTION & COMPLIANCE: Identified and mitigated fraudulent activities, protecting client and bank assets by evaluating and resolving potential compliance risks
  • CLIENT RELATIONSHIP MANAGEMENT: Partnered with teams in business banking, investment banking, and mortgage lending to manage and advise high-net-worth clients
  • Grew deposits and investments 4X from $29,000,000 to $123,000,000 in three years

Branch Operations Lead

JPMorgan Chase
El Dorado Hills, CA
03.2020 - 08.2021
  • COMPLIANCE MONITORING: Scheduled and conducted monthly and quarterly audits of ATMs, vaults, and cash boxes, overseeing the handling and reconciliation of millions of dollars
  • STAFF TRAINING & COMPLIANCE IMPLEMENTATION: Trained and coached a team of six employees on regulatory compliance and operational procedures, resulting in improved branch performance and achieving a 100% success rate in all annual audits
  • SUPERVISORY RESPONSIBILITIES: Acted as the Manager-on-Duty, overseeing branch operations, implementing supervisory expectations, and reporting to senior management
  • RISK ASSESSMENT & COMPLIANCE MANAGEMENT: Coordinated with compliance teams to implement and oversee comprehensive risk management frameworks in alignment with corporate policies and federal regulations, including consumer protection laws and Fair Lending
  • Conducted regulatory reviews and branch audits, identifying potential noncompliance issues
  • Assessed branch activities, reported findings to senior management, and recommended remediation strategies

Volunteer

Sacramento, CA
01.2018 - 12.2020
  • Partnered with local business owners, then interviewed and built relationships with unhoused individuals in downtown Sacramento, working to transition them into long-term employment opportunities
  • Volunteered twice per month from 2018 to 2020

Associate Banker

JPMorgan Chase
El Dorado Hills, CA
05.2018 - 03.2020
  • Assisted clients with a range of banking services including account maintenance, transactions, and risk mitigation strategies while ensuring compliance with federal and state regulations

Education

Bachelor’s Degree - Business Economics

University of Arizona Global Campus
09.2024

Certification

  • SIE - Securities Industry Essentials Examination, 10/05/21, Financial Industry Regulatory Authority (FINRA)
  • Series 6TO - Investment Company Products/Variable Contracts Representative Examination, 12/17/21, Financial Industry Regulatory Authority (FINRA)
  • Series 63 - Uniform Securities Agent State Law Examination, 12/31/21, Financial Industry Regulatory Authority (FINRA)
  • Insurance License (Var Annuity, Var Life & Life), 01/26/22, California Department of Insurance (CDI)
  • Notary Public, 05/25/22, California Secretary of State

Volunteer Experience

Let Hope Arise Unhoused Nonprofit, 2018 – 2020, Sacramento, CA, Partnered with local business owners, then interviewed and built relationships with unhoused individuals in downtown Sacramento, working to transition them into long-term employment opportunities. Volunteered twice per month from 2018 to 2020.

Timeline

Private Client Banker

JPMorgan Chase
08.2021 - 09.2024

Branch Operations Lead

JPMorgan Chase
03.2020 - 08.2021

Associate Banker

JPMorgan Chase
05.2018 - 03.2020

Volunteer

01.2018 - 12.2020

Bachelor’s Degree - Business Economics

University of Arizona Global Campus

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Teller Barrett