Tendai Wilson
Carrollton,TX
Summary
Dedicated and detail-oriented professional with over 15 years of progressively responsible experience in the financial industry, seeking a challenging role as an AML Transactions Monitoring Analyst, QA Analyst, AML/BSA Sanctions Investigator to leverage extensive knowledge in AML/BSA compliance, mortgage loan processing, underwriting, and banking. Proven track record of success in identifying and mitigating potential risks, ensuring regulatory compliance, and contributing to the overall integrity of financial operations. Qualified QA Analyst experience specializing in Underwriting, Anti-Money Laundering remediation and OFACs compliance investigations with proven ability to integrate and coordinate multiple intricate department functions. Extremely creative problem solver, processor, credit income analyst with knowledge of AML, SARs, Risk Management, and the ability to make quick accurate decisions from start to finish. Able to manage multiple initiatives with a sense of urgency. All while adhering to state and government guidelines, policy, and procedures. Exceeded Monthly goals thru dedication and teamwork.
Overview
1
1
Certification
Work History
AML Transactions Monitoring Analyst
Current Employer
- Lead AML transactions monitoring efforts, utilizing advanced analytical tools to identify and investigate suspicious activities
- Collaborate with cross-functional teams to enhance monitoring systems and ensure compliance with AML regulations
- Conduct thorough reviews of alerts generated by transaction monitoring systems and recommend appropriate actions
- Prepare and submit Suspicious Activity Reports (SARs) to regulatory authorities as required
- Stay abreast of industry trends and regulatory changes to adapt and optimize monitoring processes.
AML Sanction and Screening Wire Analyst
Previous Employer
- Conducted in-depth investigations on wire transactions to identify potential sanctions violations
- Collaborated with compliance officers to enhance screening processes and ensure compliance with AML/BSA regulations
- Developed and implemented procedures for monitoring and investigating high-risk transactions
- Assisted in the development and delivery of AML training programs for staff members.
AML/BSA Sanctions Investigator
Another Previous Employer
- Investigated and resolved potential sanctions violations through comprehensive analysis of customer transactions
- Worked on a 3-year Look-back project to determine compliance with federal/state regulations
- Conducted review of alerts generated to determine risk/compliance with state and federal guidelines
- Evaluate risk-based alerts to determine if there are any sanction jurisdiction violations
- Preformed reviews of surveillance reports to detect possible regulatory, guidance or policy violations
- Review the initial alerts generated within the FCRM filtering platform and close any alert deemed as 'false positive.' Research and review the escalated cases and draft Request for Information (RFI) as necessary
- Conducted Quality Assurance reviews on closed level 1 reviews
- Collaborated with legal and compliance teams to ensure adherence to regulatory requirements
- Conducted periodic reviews of customer accounts to identify and address any AML/BSA risks
- Participated in internal and external audits, providing documentation and insights on AML/BSA compliance.
Anti Money Laundering Analyst
Yet Another Previous Employer
- Conducted risk assessments and due diligence on new and existing customers to prevent money laundering activities
- Analyzed financial transactions and patterns to identify suspicious activities
- Maintained thorough documentation of investigations and communicated findings to relevant stakeholders
- Assisted in the development and implementation of AML policies and procedures
- Analyzed potential Office of Foreign Assets Control (OFAC) hits to ensure transactions were in compliance with United States sanctions
- Supplied proof that False Positives were proven to be correct and updated via Actimize
- Researched client information via Google and LexisNexis
- Interfaces with legal counsel and federal, state, and local agencies, as needed to resolve regulatory issues
- Participates in development of compliance sessions/presentations
- Conduct detailed analyses to detect patterns, trends, anomalies.
Underwriter
Previous Employer
- Evaluated mortgage loan applications to assess creditworthiness and adherence to underwriting guidelines
- Collaborated with loan officers, processors, and clients to gather necessary information for loan approval
- Conducted thorough financial analysis and risk assessment to determine loan eligibility
- Ensured compliance with regulatory requirements and company policies.
Mortgage Loan Processor
First Employer
- Managed the loan application process, ensuring all documentation was accurate and complete
- Worked closely with borrowers, loan officers, and underwriters to facilitate smooth loan processing
- Conducted thorough reviews of loan files to identify potential issues and ensure compliance
- Communicated effectively with all parties involved to provide updates on loan status.
Education
Bachelor of Science - Accounting And Finance
Southern New Hampshire University
Hooksett, NHSkills
- AML/BSA Compliance
- Transaction Monitoring
- Sanctions Investigations
- Risk Assessment
- Suspicious Activity Reporting
- FNMA 571 Cash Disbursement Request Auditor
- Knowledge of AML/BSA, KYC & FinCen
- Data Compliance Servicing and Reporting
- Regulatory Compliance
- Management & Cyber Security
Certification
- Certified Anti-Money Laundering Specialist (CAMS)
- Any other relevant certifications]
Affiliations
Association of Certified Anti-Money Laundering Specialists (ACAMS)
References
Available upon request.
Timeline
AML Transactions Monitoring Analyst
Current Employer
AML Sanction and Screening Wire Analyst
Previous Employer
AML/BSA Sanctions Investigator
Another Previous Employer
Anti Money Laundering Analyst
Yet Another Previous Employer
Underwriter
Previous Employer
Mortgage Loan Processor
First Employer
Bachelor of Science - Accounting And Finance
Southern New Hampshire University
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