Terrianne Strickland
Summary
Compliance professional with extensive experience at Corebridge Financial, specializing in regulatory compliance, and field investigations. Proven track record in managing complex projects and enhancing team performance through strong communication and time management skills. Acknowledged for meticulous attention to detail, and unwavering commitment to industry standards. Dynamic compliance analyst with a strong background in regulatory compliance and effective communication. Skilled in managing compliance-related projects and supporting internal teams to ensure adherence to laws and regulations. Accomplished Senior Compliance Analyst with strong skills in regulatory compliance and effective communication. Experience managing compliance projects and conducting field investigations, ready to leverage expertise to enhance compliance operations and support organizational goals.
Overview
27
27
years of professional experience
Work History
Senior Compliance Analyst
Corebridge Financial
10.2014 - Current
- Company Overview: formerly AIG Life & Retirement
- Serving as the compliance contact for implementing new and amended federal and state laws and regulations while working with internal business units and third-party administrators to ensure implementation of the regulation requirements
- Managing large compliance related projects and overseeing company remediation efforts from a compliance perspective
- Providing assistance in the development of a formalized process for handling, overseeing and tracking of company issued corrective action plans (CAPS) in an effort to minimize risks and maximize recoveries
- Assisting with the implementation of new and amended laws and regulations affecting the Life, Health and Disability module
- Assisting in the coordination of compliance efforts concerning transition of LHD administration to third party administrator(s); aiding in the coordination of activities across Compliance shared services function
- Supporting the development of a formalized process between Legal and Compliance concerning the handling of market conduct exams for the Life, Health and Disability module
- Assisting the Field Compliance Unit by handling agent investigations, regulatory inquiries from regulators and business units: Legal, Underwriting, New Business, Customer Solutions Unit, Distribution, Global Investigative Services, and other internal partners
- Gather information, review agents’ book of business, analyze and document possible unlawful, unfair and/or deceptive practices and secure evidence to support findings
- Prepared, reviewed, and consolidated reports of findings to present recommended disciplinary actions to Senior Leadership Team
- Assisted in the development and maintenance of relevant desktop procedures for the department
- Assisted the Chief Compliance Officer and Field Compliance Unit Manager on any special projects as-needed
- Supported responses to Department of Insurance inquiries regarding company appointed agents
- Interim Manager - Field Compliance (8/2022-6/2025)
- Provide oversight for field agent investigations and field compliance investigative staff
- Actively interact with Senior Sales Management in reference to field agents selling practices and inappropriate behavior
- Provide feedback to Analysts and Sr. Management as to possible sanctions/probationary periods as punishment for improper agent practices with regards to the sale of Corebridge products
- Active team member and assist in implementation management on various State Market Conduct examinations
- Proactively work with staff on time management skills and meeting leadership management and preparation
Senior Paralegal
AIG Life & Retirement
06.2012 - 10.2014
- Provided lead paralegal support in the Retail Product Development department for filing new and updating existing registration statements with the Securities Exchange Commission (SEC)
- This included managing the assembly of required SEC filings of initial registrations, post-effective amendments and supplement filings for variable annuity and variable life insurance products
- Coordinating with multiple departments and external auditors to gather and organize financial information to complete required updates and SEC disclosures
- Responsible for contract coordination, including, but not limited to; Agent Debt/Promissory Notes and Selling Group Agreements while maintaining a filing system for these contracts
- Provided paralegal assistance with special projects and undertook additional assignments as needed
Paralegal
AIG – American General
06.2008 - 06.2012
- Provided paralegal support to the Product Development department by filing new and updating existing registration statements with the SEC
- Assisted with the development of initial registration statements, pre- and post-effective amendments and supplement filings including prospectuses, contracts, and supporting documentation for variable annuity and variable universal life insurance products
- Managed quarterly Sarbanes-Oxley (SOX) certifications for multiple business units
Senior Legal Secretary
AIG – American General
07.2007 - 06.2008
- Provided legal administrative assistance to the Product Development Team in the development of all new products
- Specific responsibilities included assisting assigned attorneys and paralegals with preparation of prospectuses filed with the SEC
- Assisting with organization and maintenance of SEC file room
- Preparing invoices and expense reports for payment processing
- Helped with special projects and undertaking additional assignments as needed
- Performed various administrative functions including document drafting and editing
Senior Legal Assistant
The Williams Companies
07.1999 - 07.2007
- Provided legal assistance to three senior attorneys representing midstream commercial operations
- Job responsibilities included legal research using Lexis-Nexis and Westlaw
- Scheduling appointments and meetings
- Assisting with travel arrangements
- Preparing expense reports using Oracle
- Using CorpraSoft Legal Desktop (CLD) to open and maintain files on all matters managed by assigned attorneys
- Document management using FileNet
- Drafting correspondence, legal documents, and contracts
Education
Paralegal Studies -
Alvin Community College
Skills
- Time management and organization
- Effective communication
- Regulatory compliance
- Field investigations
- Legal research
- Self-motivation
- Attention to detail
- Written communication
- Interpersonal skills
- Internal investigations
Timeline
Senior Compliance Analyst
Corebridge Financial
10.2014 - Current
Senior Paralegal
AIG Life & Retirement
06.2012 - 10.2014
Paralegal
AIG – American General
06.2008 - 06.2012
Senior Legal Secretary
AIG – American General
07.2007 - 06.2008
Senior Legal Assistant
The Williams Companies
07.1999 - 07.2007
Paralegal Studies -
Alvin Community College