Summary
Overview
Work History
Education
Skills
Hobbies and Interests
Timeline
Generic

THOMAS CAPSTICK

Dallas,TX

Summary

Results-driven and client-focused Wealth Manager with 3 years of experience delivering personalized financial planning and investment strategies. Graduated from Texas Christian University in 2022 with a B.A. in Economics and a minor in Finance. Licensed with SIE, Series 7, and Series 66, with a strong foundation in portfolio management, retirement planning, and risk assessment. Proven ability to build and maintain trusted client relationships, identify growth opportunities, and align financial solutions with long-term goals.

Overview

4
4
years of professional experience

Work History

Associate

Pazera Capital Management, Inc
06.2022 - Current
  • Portfolio Management - Managed customized, multi-asset investment portfolios with a focus on long-term growth, tax efficiency, and risk mitigation. Conducted regular performance reviews, rebalancing, and market analysis to ensure portfolios remained aligned with clients’ evolving needs and macroeconomic trends.
  • Retirement Planning - Designed and implemented tailored retirement strategies, integrating income forecasting, tax planning, Social Security optimization, and estate considerations.
  • Donor Advised Fund Management - Advised clients on the strategic use of donor advised funds (DAFs) to support their philanthropic goals while maximizing tax efficiency. Guided the establishment, funding, and ongoing management of DAFs, including asset contribution strategies, grant recommendations, and compliance with IRS guidelines. Collaborated with clients and their charitable advisors to align giving strategies with overall estate and legacy plans, ensuring their charitable impact was both meaningful and financially optimized.
  • Client Relations - Built and maintained strong, trust-based relationships with HNW clients through proactive communication, responsiveness, and strategic financial counsel. Served as a central point of contact for clients, coordinating with estate planners, tax professionals, and legal advisors to ensure cohesive and comprehensive wealth management.

Wealth Management Intern

Pazera Capital Management, Inc
06.2021 - 08.2021
  • Create and update wealth management road maps for clients
  • Update and modify Riskalyze accounts for clients
  • Update and reformat quarterly notes / portfolio review sheets
  • Researched and presented cryptocurrency analysis to entire firm
  • Participated in client life insurance tracking and review sessions

Education

Bachelor of Science - Economics, Finance

Texas Christian University
Fort Worth, TX
05.2022

Skills

  • Series 7
  • Series 66
  • Porfolio Management
  • Retirement Analysis
  • Investor Relations
  • Complex Problem-solving

Hobbies and Interests

  • Economics Club, Researched and wrote papers regarding the FEDs Fiscal and Monetary Policy with regards to the effect of the pandemic, Researched and wrote papers regarding shadow banks with an emphasis on hedge funds
  • Avid Chicago Bears fan and Pickleball enthusiast
  • Member, PI Kappa Phi Fraternity Eta Chi chapter at TCU
  • Kinder Frogs and the Ability Experience at TCU

Timeline

Associate

Pazera Capital Management, Inc
06.2022 - Current

Wealth Management Intern

Pazera Capital Management, Inc
06.2021 - 08.2021

Bachelor of Science - Economics, Finance

Texas Christian University

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