Thomas Dougherty
New York,NY
Overview
4
4
years of professional experience
Work History
Analyst, Securities Lending
Clear Street
05.2024 - Current
- Company Overview: Prime Brokerage
- Manage daily risk exposure, ensuring optimal allocation of securities financing
- Monitor buy-in risk and executed recalls to mitigate exposure to trade settlement failures
- Coordinate with trading desks and counterparties to optimize and enhance capital efficiency
- Analyze and reported on securities lending transactions
- Developed and nurtured relationships with counterparties by identifying mutually beneficial opportunities and collaborating to optimize capital allocation.
Associate, Clearing
Clear Street
08.2023 - 05.2024
- Company Overview: Prime Brokerage
- Executed daily U.S treasury collateral movements
- Effectively balanced OCC
- Collaborated with front and middle office teams to resolve trade breaks, ensuring seamless settlement operations
- Monitored and managed financing transactions across multiple funds, ensuring leverage was effectively utilized
- Identified and resolved option breaks and straddles, improving risk mitigation processes
Summer Analyst
Clear Street
06.2022 - 08.2022
- Company Overview: Prime Brokerage
- Rotated through various departments, including Asset Servicing, Securities Lending, Repo, Client Relationship, and Sales, gaining cross-functional expertise
- Generated and analyzed key financial reports, including Median Depository Reports, Proxy Pre-Record Reports, and DWAC Reports on a daily basis
- Identified sub-dividends and non-sub dividends, generating comprehensive reports for senior leadership review
- Demonstrated advanced proficiency in Microsoft Excel and other Microsoft Office applications
Summer Intern
EquiLend Holdings
06.2021 - 08.2021
- Company Overview: Global FinTech
- Supported securities finance, relationship management, and sales teams, assisting in business operations
- Built and maintained Salesforce reports and dashboards to streamline data management
- Developed a market data research report and presented findings to senior leadership
Education
Bachelor of Science - Commerce and Business Administration
The University of Alabama - Culverhouse College of Business
Tuscaloosa, AL05.2023
Skills
- Bloomberg
- DTCC
- OCC
- Nasdaq WorkX
- Dreyfus Lion
- ControlNet
- TradeEdit
- Loanet
- EquiLend
- AWS
- Looker
- Microsoft Excel (advanced)
- Securities financing
- Securities lending
Timeline
Analyst, Securities Lending
Clear Street
05.2024 - Current
Associate, Clearing
Clear Street
08.2023 - 05.2024
Summer Analyst
Clear Street
06.2022 - 08.2022
Summer Intern
EquiLend Holdings
06.2021 - 08.2021
Bachelor of Science - Commerce and Business Administration
The University of Alabama - Culverhouse College of Business
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