Thomas Hoffman
New Brighton,MN
Summary
Enthusiastic financial services professional highly effective at working with clients and advisors of all levels and backgrounds. Friendly and personable with adaptable approach. Exceptional knowledge in investments, financial products, and financial planning.
Overview
3
3
years of professional experience
1
1
Certification
Work History
Financial Advisor Registered Representative
Principal Financial Group
07.2022 - Current
- Met with clients to discuss assets, expenses, and long-term and short-term investment goals to devise personalized financial plans.
- Developed personal rapport with each client to maintain customer loyalty and establish long-term accounts.
- Cultivated and strengthened relationships with new clients and educated clients on account services and capabilities.
- Facilitated new client onboarding process and investment account setup.
Financial Advisor Associate
LPL Financial
06.2021 - 06.2022
- Worked with clients to support understanding of rationale and details of financial strategies.
- Helped clients make informed decisions about financial future.
- Monitored and updated financial plans to comply with client goals.
Financial Advisor
Waddell And Reed
11.2020 - 05.2021
- Met with clients to discuss assets, expenses, and long-term and short-term investment goals to devise personalized financial plans.
- Presented financial plans and investment recommendations to clients.
- Delivered strategic investment advice for individual clients.
Education
Bachelor of Arts - Physics
Hamilton College
Clinton, NY05.2016
Skills
- Financial Services
- Growth Portfolios
- Stock Market Understanding
- Client Confidentiality
Certification
Series 7
Series 66
Insurance License
Annuity licensed
Timeline
Financial Advisor Registered Representative
Principal Financial Group
07.2022 - Current
Financial Advisor Associate
LPL Financial
06.2021 - 06.2022
Financial Advisor
Waddell And Reed
11.2020 - 05.2021
Bachelor of Arts - Physics
Hamilton College
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