Timothy Matakovich
San Diego,CA
Summary
CFA Level I candidate (August 2025) with a Master’s in Economics, targeting entry-level financial analysis roles. Demonstrated experience in client services and regulatory compliance, complemented by strong operational analytics skills. Successfully led process improvement initiatives resulting in notable efficiency gains. Proficient in financial modeling and data visualization, driving enhanced analytical effectiveness.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Operations Team Manager
Charles Schwab
San Diego, CA
01.2024 - Current
- Oversaw daily workflow and compliance of 12 associates in financial operations.
- Strengthened regulatory compliance through enhanced oversight controls.
- Applied Lean Sigma process mapping to optimize workforce efficiency.
- Implemented transformation initiatives that reduced waste and processing delays.
- Established workflow solutions to promote operational transparency.
- Mentored junior staff and managed performance objectives effectively.
- Monitored regulatory procedures for complex financial transactions.
- Increased employee engagement metrics by 20 points within one year.
Principal Team Lead
Charlees Schwab
San Diego, CA
02.2023 - 03.2024
- Managed regulatory oversight for complex financial transactions to ensure compliance and mitigate risks.
- Led team of principals in reviewing complex financial products and conducting suitability analysis.
- Oversaw integration efforts during the merger to maintain operational continuity.
- Developed innovative solutions to improve client experience and enhance operational transparency.
Relationship Manager II
TD Ameritrade
San Diego, CA
01.2020 - 01.2023
- Managed relationships with RIAs and institutional clients, overseeing $500 million in assets under management.
- Achieved top percentile ranking in client retention and productivity metrics.
- Oversaw trading operations, ensuring compliance with tax implications and account openings.
- Coordinated transfers between firms using ACAT systems, DTC, and Non-ACAT rollovers.
- Conducted wire transfers in adherence to Dodd-Frank requirements across multiple business segments.
- Facilitated interdepartmental collaboration to achieve performance objectives.
Banker
Axos Bank
San Diego, CA
01.2020 - 01.2020
- Delivered tailored banking solutions and supported retention initiatives
- Ensured quality assurance through effective communication and service
Sales / Account Executive
Accredited Debt Relief
San Diego, CA
01.2019 - 01.2020
- Managed over 100 client accounts, creating tailored budget strategies for diverse needs.
- Generated more than $10M in product sales while achieving quality scores above 90%.
- Developed personalized financial strategies to optimize client satisfaction and retention.
- Maintained high-quality standards across all client interactions, ensuring consistent results.
Education
M.A. - Economics
George Mason University
Fairfax, VA01.2024
B.A. - Economics, Finance & Applied Mathematics
Hunter College
New York, NY01.2019
A.A. - Economics, Mathematics focus
BMCC
New York, NY01.2018
Skills
- Financial modeling and analysis
- Investment strategies (derivatives, fixed income, equity)
- Forecasting metrics and decision support
- Data tools (Stata, R, Tableau, Excel)
- Performance tracking and visualization
- Collaboration and communication skills
- Client management and coordination
- Regulatory compliance documentation
- Mentorship and team leadership
- Lean Six Sigma principles
- Management of performance
- Client relationship management
- Problem solving
- Workflow optimization
- Regulatory compliance
Certification
- FINRA Series 7
- FINRA Series 63
- FINRA Series 9
- FINRA Series 10
Volunteer Experience
Purpose First Beach Cleanup, Founding Member | Treasurer
Led budget forecasting and financial reporting to implement projects and staffing levels. Created systems to allow for donations and metrics on project successes. Ensured nonprofit compliance with IRS and state financial regulations. Directed fundraising campaigns and operational planning, 501(c)(3)
References
References available upon request.
Timeline
Operations Team Manager
Charles Schwab
01.2024 - Current
Principal Team Lead
Charlees Schwab
02.2023 - 03.2024
Relationship Manager II
TD Ameritrade
01.2020 - 01.2023
Banker
Axos Bank
01.2020 - 01.2020
Sales / Account Executive
Accredited Debt Relief
01.2019 - 01.2020
M.A. - Economics
George Mason University
B.A. - Economics, Finance & Applied Mathematics
Hunter College
A.A. - Economics, Mathematics focus
BMCC
Similar Profiles
Jacob BridgesJacob Bridges
Financial Services Representative at Charles SchwabFinancial Services Representative at Charles Schwab
Miranda WithersMiranda Withers
Onboarding and Educational Development at Charles Schwab & CoOnboarding and Educational Development at Charles Schwab & Co
Sterling K. SmithSterling K. Smith
Senior Specialist, Client Services & Support Operational Support Account Solutions at Charles Schwab & Co.Senior Specialist, Client Services & Support Operational Support Account Solutions at Charles Schwab & Co.
Brady HumbertBrady Humbert
Stock Plan Services Operations and Support Specialist at Charles Schwab & Co., Inc.Stock Plan Services Operations and Support Specialist at Charles Schwab & Co., Inc.
Valeria De AndaValeria De Anda
Retail Operations & Community Manager at Style Lounge SalonRetail Operations & Community Manager at Style Lounge Salon