Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
References
References
Work Availability
Timeline
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Tobi Lawal

Tobi Lawal

Houston,Texas

Summary

Experienced Compliance Specialist with a robust background in financial institutions and the oil and gas industry. Specializes in BSA/AML/KYC and risk management, focusing on regulatory compliance, risk assessment, and the implementation of compliance frameworks to enhance organizational integrity and productivity. Proficient in conducting thorough audits, legal research, and data analysis to identify risks and ensure adherence to policies. Effective communicator with the ability to convey complex regulatory requirements clearly and foster collaboration across departments. Recognized for exceptional attention to detail, strong problem-solving skills, and a commitment to upholding high compliance standards while improving operational efficiency.

Overview

9
9
years of professional experience
1
1
Certification

Work History

KYC Risk Management

Aramco Trading US
Houston, TX
12.2021 - Current
  • Executed comprehensive risk assessments using advanced tools, identifying critical vulnerabilities and implementing targeted strategies that reduced operational risk by 20%
  • Created and delivered detailed risk assessment reports to senior management, facilitating informed decision-making and improved risk management practices
  • Developed and optimized risk management policies, resulting in streamlined compliance processes and enhanced operational efficiency
  • Collaborated with cross-functional teams to ensure regulatory compliance and integrate effective risk management strategies, promoting a culture of proactive risk management.

Compliance and Risk Analyst

PNC Bank
Houston, TX
08.2018 - 11.2021
  • Generated and analyzed detailed regulatory compliance reports, leading to actionable improvements and strengthened internal controls, enhancing overall regulatory adherence
  • Conducted inspections of cash reserves and securities, improving internal controls and increasing the accuracy of financial reporting by 15%
  • Delivered targeted compliance training, enhancing staff understanding of regulatory requirements and reducing compliance-related errors by 25%
  • Prepared and filed regulatory reports, RFIs, Patriot Act 314(b) requests, and SARs, utilizing cloud-based KYC and compliance databases to detect and address excessive risk, fraud, and transaction discrepancies
  • Maintained meticulous audit trials and due diligence, meeting and exceeding bank standards and contributing to successful audit outcomes.

AML Compliance Analyst

PNC Bank
Houston, TX
02.2016 - 07.2018
  • Conducted in-depth investigations into suspicious activities related to money laundering, resulting in a 30% increase in identified AML violations and enhanced program effectiveness
  • Implemented and monitored AML compliance programs, ensuring strict adherence to regulatory requirements and improving overall program efficiency
  • Assisted in transaction monitoring and due diligence processes, using advanced methodologies to increase transaction review accuracy by 20%
  • Collaborated with cross-functional teams to integrate AML compliance practices, contributing to a more robust and efficient compliance framework.

Education

Bachelor of Science in Computer Science -

06.2010

Skills

  • Regulatory Compliance
  • BSA/AML/KYC
  • Risk Assessment and Mitigation
  • Compliance Frameworks
  • Auditing
  • Data Analysis and Monitoring
  • Due Diligence and Enhanced Due Diligence (EDD)
  • Policies and Procedures
  • Fraud Detection
  • Communication Skills

Certification

  • Certified in Risk and Information Systems Control (CRISC)
  • Certified Anti-Money Laundering Specialist (CAMS)

Accomplishments

  • Reduced risk by 20% through effective risk assessment and mitigation strategies.
  • Successfully implemented risk solutions that improved profitability and stakeholder satisfaction.
  • Developed and executed risk management policies and procedures.

References

Available upon request.

References

References available upon request.

Work Availability

monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Timeline

KYC Risk Management

Aramco Trading US
12.2021 - Current

Compliance and Risk Analyst

PNC Bank
08.2018 - 11.2021

AML Compliance Analyst

PNC Bank
02.2016 - 07.2018

Bachelor of Science in Computer Science -

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Tobi Lawal