Summary
Overview
Work History
Education
Skills
Accomplishments
Timeline
Generic

Tresan Stevens-Bollen

Albuquerque,NM

Summary

Ambitious professional with 11 years of financial services experience. Excellent attention to detail with methodical nature and effective communication, time management and problem solving abilities. Knowledgeable about developing financial plans, regulatory requirements, and industry best practices. Successful at building strong and lasting customer relationships by assessing client needs and addressing financial concerns. Prepared to bring abilities and experience to make immediate positive contributions to business success.

Overview

17
17
years of professional experience

Work History

Paraplanner and Compliance Officer

Susan Morrison, Inc. An Ameriprise Financial
04.2021 - 07.2023
  • Provided direct support to Financial Advisor with portfolio of $90M Assets Under Management and over 200 clients.
  • Prepared financial planning reports, net worth statements, retirement projections and generated insurance proposals.
  • Facilitated client meetings
  • Stayed up to date on tax and estate planning strategies.
  • Coordinated research projects, analysis and implementation of complex financial topics including, but not limited to1031 Exchanges, QOZ and Alternative Investment purchases.
  • Contributed to plan design, compliance, implementation and maintenance of 401k and SIMPLE IRA plans.
  • Assisted during annual State mandated office audits.
  • Managed compliance to keep organization operating within legal and regulatory guidelines.
  • Mentored new employees in processes and procedures for financial institution, answering questions and providing guidance.

Office Manager and Client Liasion

Susan Morrison, Inc. An Ameriprise Financial
07.2012 - 03.2021
  • Scheduled and attended meetings with clients and prospective clients as requested.
  • Built client relationships by responding to daily inquiries, identifying and assessing clients' needs, resolving problems and following up with potential and existing clients.
  • Completed administrative tasks such as receiving and processing documents, submitting transactional and account service requests, and distributing correspondence.
  • Maintained and managed customer files and databases.
  • Meticulously monitored and followed policies and laws to protect client data and privacy.
  • Engaged in product training and then consumer awareness.

Paralegal

Susan Morrison Law, PC
07.2012 - 07.2023
  • Assisted counsel in preparing all client's legal documents.
  • Collaborated with clients to collect all pertinent financial information, beneficiary and power of attorney designations.
  • Assisted clients with execution of documents.

Paralegal

Law Office Of Karen Aubrey
03.2006 - 07.2011
  • Managed scheduling of court calendars and deadlines to maintain smooth flow of firm operations.
  • Assisted counsel in preparation and filing of legal briefs, motions, and pleadings.
  • Interviewed clients and other involved parties to obtain information relevant to cases.
  • Helped attorneys prepare for trial by organizing exhibits and calling on witnesses to testify at hearings.
  • Examined and generated memos on statutory law, case law and federal and state regulations using online research databases..
  • Attended and aided counsel during depositions, mediation, court hearings and trials.
  • Developed and maintained positive working relationships with attorneys, clients, court personnel and opposing counsel.

Education

Bachelor of Arts - Developmental And Social Psyhchology

Reed College
Portland, OR
05.2004

Skills

  • FINRA Series 7
  • Life, Accident & Health Insurance Licensed
  • Notary Public
  • Facilitation and Mediation
  • Strong verbal and written communication
  • Tax Support
  • Research and Analysis
  • Auditing Procedures
  • Proficient with Microsoft Suite, CRM as well as various financial planning modeling software (NaviPlan, Albridge and Morningstar)
  • Compliance Requirements
  • Customer Relations
  • Strong interpersonal skills, able to work well both individually and collaboratively in a team
  • Self-motivated

Accomplishments

  • Spring of 2007- Selected by Santa Fe, NM Rotary Club to travel to Northern Germany on a month long professional Group Study Exchange cultural immersion program.
  • Spring of 2013- Named as Paul Harris Fellow by Santa Fe, NM Rotary Club

Timeline

Paraplanner and Compliance Officer

Susan Morrison, Inc. An Ameriprise Financial
04.2021 - 07.2023

Office Manager and Client Liasion

Susan Morrison, Inc. An Ameriprise Financial
07.2012 - 03.2021

Paralegal

Susan Morrison Law, PC
07.2012 - 07.2023

Paralegal

Law Office Of Karen Aubrey
03.2006 - 07.2011

Bachelor of Arts - Developmental And Social Psyhchology

Reed College

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Tresan Stevens-Bollen