Summary
Overview
SKILLS
FRAMEWORKS
Skills
Work History
Timeline
Education
OperationsManager
TYLER SMITH

TYLER SMITH

Senior Compliance Manager
Cincinnati,OH

Summary

Forward-looking Compliance Manager offering 8 years of expertise in risk management, policy development and strategic planning. Advanced knowledge of regulatory compliance with proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions. Collaborative and team-oriented with excellent communication and interpersonal skills to foster strategic partnerships and promote company reputation.

Overview

8
8

Years of Professional Experience

10
10

Months in Current Role

SKILLS

  • Operational Efficiency
  • Assessing Compliance Risk
  • Team Management
  • Organizational Systems
  • Leading Audits
  • Strategy Management
  • Process Improvement Initiatives
  • Regulatory Standards & Examinations
  • Best Practices and Standards
  • Strategic Execution
  • System Improvements
  • Company Policy Compliance

FRAMEWORKS

  • COSO
  • COBIT
  • NIST
  • PCI-DSS
  • ISO 27 Series
  • GLBA
  • GDPR

Skills

  • Azure AI & Machine Learning
  • Power Automate
  • JIRA
  • Salesforce
  • Confluence
  • DocuSign Product SME

Work History

SENIOR COMPLIANCE MANAGER

DocuSign, Inc.
Cincinnati, OH
11.2021 - Current
  • Deliver subject matter expertise for internal and external customers on compliance best practices and quality control.
  • Increase efficiency by reducing customer audit preparation time by 50% in first six months in role.
  • Spearhead efforts to provide key assistance in completion of customer agreements.
  • Collaborate with clients to identify and target inefficiencies in areas of risks and business controls, process gaps and workflow discrepancies.
  • Utilize analytical systems to develop key reporting measures pertaining to workload, utilization, customer profiles, and revenue.
  • Maintain effective working relationships with regulatory authorities, suppliers and customers.
  • Provide key input on compliance pre-sale contractual requirements resulting in over $1 million in sales annually.
  • Effectively manage customer compliance audits for customers with over $7 million monthly recurring revenue in book of business.
  • Lead team member in execution of audit tasks and compliance efforts.
  • Develop first-of-its-kind, advanced governance and compliance techniques utilizing artificial intelligence and machine learning.

COMPLIANCE CONSULTANT (CONTRACT)

PayPal
Cincinnati, OH
03.2021 - 09.2021
  • Identified potential areas of compliance vulnerability and risk to develop and implement corrective action plans.
  • Gathered, organized and evaluated data to make accurate assessments of current operations.
  • Managed practical action plans to respond to audit discoveries and compliance violations.
  • Wrote and presented reports outlining findings and recommendations from compliance audits.
  • Implemented improvement initiatives and developed compliance testing program to monitor and identify gaps in new and existing practices.

AUDITOR-IN-CHARGE

RSM US LLP
Cincinnati, OH
10.2019 - 03.2021
  • Drove SOX integrated, compliance, operations, and SOC audits, leading up to three staff US-based staff members in conjunction with offshore support team.
  • Identified control gaps in processes, procedures and systems through in-depth research and assessment and suggested methods for improvement.
  • Identified audit risks, prepared budgets and coordinated with management and audit team in preparing related reports.
  • Identified management control weaknesses and provide value added suggestions for remediation.
  • Developed and implemented corrective actions to bring business areas in line with standards
  • Supervised and developed associates and oversaw auditing activities across operational, personnel utilization and excessive billing areas

SENIOR IT AUDITOR

Macy's, Inc
Cincinnati, OH
01.2018 - 10.2019
  • Audit lead managing teams of up to three covering variety of control and risk domains.
  • Responsible for SOX interface control reporting with external assessors.

SENIOR CONSULTANT

Deloitte & Touche LLP
Cincinnati, OH
06.2014 - 01.2018
  • Served as a staff IT auditor until promotion in 2017.
  • Once promoted, served as day-to-day audit lead for external clients.

Timeline

SENIOR COMPLIANCE MANAGER

DocuSign, Inc.
11.2021 - Current

COMPLIANCE CONSULTANT (CONTRACT)

PayPal
03.2021 - 09.2021

AUDITOR-IN-CHARGE

RSM US LLP
10.2019 - 03.2021

SENIOR IT AUDITOR

Macy's, Inc
01.2018 - 10.2019

SENIOR CONSULTANT

Deloitte & Touche LLP
06.2014 - 01.2018

Bachelor of Business Administration - Accounting

University of Cincinnati, Carl H. Lindner College of Business

Education

Bachelor of Business Administration - Accounting

University of Cincinnati, Carl H. Lindner College of Business
Cincinnati, OH
05.2015

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TYLER SMITHSenior Compliance Manager