Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
Work Preference
Timeline
Hi, I’m

Uchay Prince Chikwe

BSA/AML/KYC /Fraud Specialist
Nottingham,MD

Summary

Detail-oriented CAMS Certified. Savvy with SAR writing, Transaction monitoring, CDD/EDD, Customer risk assessment, Unusual customer activity, AML software (Actimize), CIP program, and team QC.I am a Productive, responsible, and insightful professional with an organized approach. I am Ready to leverage my years of experience to take on a new position at your company. My experiences and expertise span across the scope of Money-Laundry Investigation and KYC.

Overview

14
years of professional experience
1
Certification

Work History

INTERTRUST-CSC GLOBAL
Wilmington, DE

Compliance AML/KYC Client Onboarding(Team Lead)
01.2023 - Current

Job overview

  • Reviewed customer documents and information to ensure compliance with KYC/AML regulations.
  • Updated client profiles with relevant KYC information through Remediation of new and old existing customers. Experienced with capital markets, MSB, Limited liability Entities Trust and Pooled investment funds, and cryptocurrency.
  • Monitored accounts for changes in activity that could indicate fraud or suspicious behavior.
  • Conducted CDD for low-risk and EDD reviews for high-risk customers (e.g. identifying the purpose of the account, confirming the source of wealth, reviewing adverse media, etc.) as part of onboarding and throughout the relationship.
  • Conduct customer Risk assessment as part of KYC/AML process.
  • Conducted transactional reviews of customers as part of periodic and event-driven reviews using Pivot Table to see if any unusual activity on the account.
  • Team QC for KYC profiles/reviews prepared by other team members.
  • Write iSAR for any suspected unusual activity or fraud sent to our internal AMLRO
  • Investigate suspicious activities by first comparing the demography of customers utilizing Lexis Nexis to identify PEP and spent and unspent crime or sanctions. and escalate when necessary
  • Assessed customer accounts for potential sanctions violations.
  • Verified customer identity using public records, financial databases, and other resources.
  • Drafted reports summarizing findings from KYC reviews and investigations.
  • Ensured that all AML and KYC policies are properly implemented across the organization.
  • Tracked regulatory changes related to AML and KYC requirements.
  • Kept abreast of industry trends and regulatory requirements through attendance at professional conferences and networking with industry professionals.

LINX LOGISTICS LLC
Baltimore, MD

AML Consultant (Contract)
02.2019 - 12.2022

Job overview

  • Performed KYC and KYB due diligence for corporate customers.
  • Conducted periodic AML reviews to ensure compliance with regulations.
  • Reviewed customer onboarding processes to identify potential money laundering risks.
  • Investigated high-risk cases by gathering evidence from multiple sources.
  • Drafted Suspicious Activity Reports based on identified suspicious activity.
  • Analyzed customer transaction data for any signs of money laundering or terrorist financing activities.
  • Analyzed results of complex investigations and delivered concise written conclusions to management.
  • Identified potential threats, vulnerabilities and suspicious behavior patterns and recommended mitigation measures.
  • Comply with all US laws, rules, and regulations, including without limitation, AML and OFAC/Sanctions requirements and the reporting of suspicious activity (and all related policies, procedures, and guidelines),
  • Liaze with RO or RM for collection of customer documents;
  • Assessed customer risk profiles and evaluated suspicious transactions.
  • Assessed customer profiles to detect any irregularities or inconsistencies with expected behaviour.
  • Participated in regular meetings with other internal departments to discuss ongoing investigations and provide updates on progress.
  • Monitored transaction flows between customers, banks, countries, and other entities for compliance with anti-money laundering laws and regulations.
  • Performed periodic reviews of existing customer accounts to ensure compliance with AML policies.
  • Performed due diligence on potential customers to ensure compliance with KYC regulations.
  • Monitored customer accounts for changes in ownership or structure that may require additional KYC reviews.
  • Developed training materials for employees on topics such as AML and CTF laws, regulations, and guidelines.
  • Participated in regular meetings with stakeholders from across the organization regarding ongoing projects related to KYC functions.
  • Organized training programs to educate company staff on benefits and consequences of complying or defying regulations.
  • Analyzed data to provide insights and recommendations for mitigating conduct risk.
  • Liaised with leadership to discuss customer activities and trends that implicated potential money laundering or terrorist financing.

Diamond Bank
Abuja, Nigeria

KYC/Onboarding Manager
01.2010 - 12.2017

Job overview

  • Provided leadership and guidance to team members, ensuring that tasks were completed on time and to a high standard.
  • Developed strategies to increase team productivity and improve customer service levels.
  • Trained new staff in relevant processes and procedures.
  • Ensured compliance with company policies and procedures throughout the team.
  • Reviewed customer documents and information to ensure compliance with KYC regulations.
  • Monitored accounts for changes in activity that could indicate fraud or suspicious behavior.
  • Drafted reports summarizing findings from KYC reviews and investigations.
  • Developed processes and procedures for improved AML and KYC compliance operations.
  • Maintained accurate records of all KYC documentation and analysis results.
  • Advised customers on best practices for maintaining compliance with applicable laws.
  • Developed strategic plans to align business objectives with the company's long-term goals.
  • Drafted reports detailing the results of KYC investigations, including recommendations for further action if necessary.
  • Collaborated with other departments within the organization to ensure that all relevant information is gathered prior to onboarding a new customer.
  • Monitored daily transactions for unusual patterns or activities that may indicate money laundering or terrorist financing activities.
  • Observed staff performance and evaluated metrics to assess work quality, meeting individually with employees to conduct regular reviews and discuss approaches to improvement.
  • Reviewed customer financial data to ascertain level of risk involved for extending credit.
  • Developed and implemented procedures related to customer onboarding processes in order to ensure compliance with applicable regulations.

Education

Lagos State University
Lagos State

Bachelor of Science from Computer Science
03-2001

Skills

  • Supervision and Leadership
  • Team Building
  • Due Diligence(CDD/EDD)
  • Microsoft Office
  • Transaction Monitoring
  • SAR writing
  • CIP KYC
  • QC
  • Client onboarding
  • Remediation/File Reviews
  • PEP escalations
  • Analytical Thinking
  • Regulatory policies (OFAC/BSA/FINCEN ETC)
  • AML/KYC training facilitator
  • Customer service

Certification

  • Certified Anti-Money Laundry (ACAMS)

Accomplishments

  • Outstanding Analyst on Cayman Remediation Project 2023. Awarded a Team lead and QC

Work Preference

Work Type

Contract WorkFull Time

Work Location

RemoteHybrid

Important To Me

Career advancementTeam Building / Company RetreatsWork-life balancePersonal development programsCompany Culture

Timeline

Compliance AML/KYC Client Onboarding(Team Lead)

INTERTRUST-CSC GLOBAL
01.2023 - Current

AML Consultant (Contract)

LINX LOGISTICS LLC
02.2019 - 12.2022

KYC/Onboarding Manager

Diamond Bank
01.2010 - 12.2017

Lagos State University

Bachelor of Science from Computer Science

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Uchay Prince ChikweBSA/AML/KYC /Fraud Specialist