Summary
Overview
Work History
Education
Skills
Timeline
Generic

Ursula Keith

Middletown

Summary

Compliance Officer with extensive experience at Guardian Savings Bank, adept at monitoring regulatory adherence and conducting thorough audits. Proven ability to enhance operational efficiency through strategic training and relationship building, while leveraging analytical skills to detect financial discrepancies. Committed to fostering a culture of compliance and excellence.

Overview

24
24
years of professional experience

Work History

Compliance Officer

Guardian Savings Bank
06.2023 - Current
  • Review daily deposit transaction reports to ensure regulatory compliance accuracy.
  • Process CTR and SAR reports
  • Monitor customer transactions to identify unusual patterns requiring further investigation or escalation.
  • Support management during regulatory examinations, ensuring timely and accurate responses to inquiries.
  • Analyze transaction data using various software tools to detect potential instances of fraud or financial crime.
  • Coordinate with our savings department on adherence to our BSA/AML policies and procedures.

Deposit Branch Manager

Guardian Savings Bank
09.2015 - 06.2023
  • Led branch operations, ensuring compliance with regulatory standards and internal policies.
  • Developed and implemented training programs for staff, enhancing service quality and operational efficiency.
  • Cultivated customer relationships, resulting in increased client retention and satisfaction levels.
  • Facilitated mortgage loan origination process, ensuring compliance with regulatory standards and company policies.
  • Conducted thorough financial analysis to evaluate borrower eligibility and risk assessment.
  • Provided expert guidance on loan products, effectively addressing client inquiries and concerns.
  • Conducted regular audits of branch operations to maintain compliance with internal policies and external regulations.
  • Boosted branch revenue through targeted marketing campaigns aimed at attracting new clients and retaining existing ones.

Branch Officer

LCNB National Bank
09.2001 - 08.2015
  • Oversaw daily operations, ensuring compliance with company policies and procedures.
  • Developed and implemented strategic plans to enhance branch performance and customer satisfaction.
  • Trained and mentored staff, fostering a collaborative team environment to drive results.
  • Analyzed financial reports to identify trends and optimize resource allocation for improved profitability.
  • Processed loan applications, ensuring compliance with regulatory guidelines and company policies.
  • Streamlined workflow processes, resulting in reduced turnaround times for loan processing.

Education

MHS
Middletown, OH

Skills

  • Monitoring adherence to regulations
  • Document review
  • Auditing processes
  • Internal audits
  • Detailed compliance documentation

Timeline

Compliance Officer

Guardian Savings Bank
06.2023 - Current

Deposit Branch Manager

Guardian Savings Bank
09.2015 - 06.2023

Branch Officer

LCNB National Bank
09.2001 - 08.2015

MHS

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