VANDANA K
Bengaluru
Summary
Results-driven KYC Analyst with 4.3 yrs of experience in conducting comprehensive Customer Due Diligence and Anti-Money Laundering. Demonstrated proficiency in analyzing client's corporate structures, assessing AML risk and ensuring compliance with regulatory requirements. Excellent analytical and communication skills with a proven ability to efficiently manage the team work and adopt to evolving industry standards.
Overview
4
4
years of professional experience
Work History
Due Diligence Associate
Wells Fargo EGS India
03.2021 - Current
- Conducting background screening for the commercial banking clients for both Onboarding and Remediation's
- Conducting KYC Due diligence on a wide range of entity types (Partnerships, Corporations, Banks and NBFI)
- Performed EDD Screenings for high risk and MSB Customers & for On-Boarding/Periodic renewal clients
- Validating and obtaining information to complete end to end KYC on all risk categories clients
- Conducting reviews for bank customers (Individuals/Entities), related parties (Owners, Board of Directors, Executives) that present a moderate degree of complexity and risk to determine appropriateness for Wells Fargo
- Review Evaluate and process/Escalate Sanctions, Watch-list, and PEP/OFAC screening alerts
- Also conducts open searches and reporting any adverse articles or material news
- Monitoring suspicious money laundering activities, short term trading, late market timing, red flags activities, defecting fraudulent transactions etc
- conducted comprehensive training sessions for new team members, ensuring they were well-equipped with the knowledge and skills required to perform their roles effectively.
- Knowledge sharing and engagement sessions, to cascade the process updates, Trainings/Learnings and development to wider team.
Compliance Analyst
KPMG Global Service Bangalore
07.2019 - 11.2020
- Worked with KYC and Customer Onboarding Team on BAU Business as Usual and Quality Check Team
- Performed Due Diligence and periodically review the customers Information
- Collecting documents from various Internal and External sources on all set of customer types ranging from individuals, Sole Proprietorships, General Partnership, LLPs, Charities, PHC and Publicly Listed Entities & Financial Institutions
- Reviewed KYC Documents which includes Researching, Verifying and Analyzing documentation to ensure compliance with regulatory requirements and as per client's guidance and requirements
- Screening customers and related parties and sending the report to World Check, PEP, Adverse News, OFAC and other hits
- Played different roles as per business requirements and have been recognized for the highest production with consistent quality.
Education
Master of Finance and Accounting(MFA) -
Bangalore
05.2017
Bachelor of Business Management(BBM) -
Bangalore
05.2015
Skills
- Compliance & Ratio Analysis
- KYC Processing & Validations
- Lexis Nexis
- Risk Management
- Crime Analysis
Additional Information
M.Com (FA) Summer Internship Program Organization: Dilip Handling Materials Private Limited.
Title: Study on " Inventory Management"
Title: A Study on " Salary and Wage Administration"
Strengths
- Value time & prioritize assignments.
- Excellent Inter-personal & team building skills.
- Goal -oriented with strong work ethics.
- Analytical & problem solving with effective communications.
Hobbies and Interests
- Social Service
- Taking part in CSR Activities
- Music
Timeline
Due Diligence Associate
Wells Fargo EGS India
03.2021 - Current
Compliance Analyst
KPMG Global Service Bangalore
07.2019 - 11.2020
Master of Finance and Accounting(MFA) -
Bangalore
Bachelor of Business Management(BBM) -
Bangalore
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