Vincent Mokwenye

· Conducts risk-based audit engagements from planning and fieldwork to the reporting phase, documenting work done in work papers to achieve regulatory compliance. Work covers the overall purpose, scope, and audit approach, ensuring realistic coverage is achieved.

· Reviews business units’ management responses to external audit recommendations and ensures that all supporting documents are sufficient to demonstrate compliance with recommendations, applicable laws/regulations, established policies/procedures, regulatory requirements, accounting pronouncements, and industry practices.

· Works with the organizational business units’ management (IT, Accounting, Procurement, HR, etc.) in coordinating the nature, timing, and extent of audit fieldwork and reporting.

· Effectively communicate the identified control deficiencies to management orally at the exit conference, and in writing in the audit report.

· Performed operational, financial, and compliance audits to evaluate the design and effectiveness of internal controls and determine compliance with Board policies, procedures, and regulations.

· Led the planning, fieldwork, and reporting of assigned risk-based operational, compliance, and financial audits while evaluating control adequacy and effectiveness.

· Conducted IT audits, evaluating access provisioning and controls, change management, physical/logical security, and data integrity.

· Wrote audit reports with recommendations for improving business processes and controls to meet applicable requirements.

· Managed month-end close of the general ledger, ensuring 100% accuracy, prepared, and posted journal entries, prepared supporting schedules and reports, communicated intradepartmental capital assets (PPE) transactions, and uploaded them into the ERP system (FAMIS).

· Prepared monthly account reconciliations of the capital assets subsystem and the general ledger, ensuring 100% accuracy of the information.

· Managed capital assets subsystem, processed capital assets transactions such as additions, deletions, transfers, surpluses, and price changes, ensuring 100% accuracy of data on the capital asset subsystem.

• Used the IIA industry standards to perform internal audits of financial and departmental operations, developing risk assessments and conducting process walkthroughs for compliance with documented processes.
• Developed an auditing program to address risks and evaluate regulatory requirements.
• Investigated discrepancies discovered during the auditing process.
• Administered auditing program to address risks and evaluate compliance with regulatory requirements.
• Worked with and reported to the audit committee

· Participated in completing agreed-upon audit engagements of credit union's activities.

· Reviewed credit union's business transactions for approval, accuracy, completeness, and timeliness.

· Assessed credit union's internal control systems to determine that they had adequate security measures to safeguard customers' personally identifiable information (PII), in compliance with NCUA guidelines and

protected against any threats or hazards to the security or integrity of such records.

Reviewed the IT systems design to determine data integrity and ensure adequate protection against unauthorized access to systems records to prevent substantial harm or inconvenience to credit union customers

· Planned and executed audits to provide reasonable assurance that management achieves objectives in the areas of effectiveness and efficiency of operations; reliability of financial, non-financial, timekeeping, and other reports; compliance with laws and regulations; and safeguarding of departmental assets from fraud, waste, and abuse per

F.S.20.055 (2) (a-j) Agency Inspectors General.

· Used Generally Accepted Government Auditing Standards (GAGAS), reviewed the accuracy of single audit report packages SEFA (Schedule of Expenditures of Federal Awards) (for state and federal grants) according to OMB Circular A-133 and the Florida Single Audit Act per the Auditor General chapter 10.650 rules section 10.656.

· Wrote audit reports with recommendations for process improvements and effective corrective action plans (CAP).