Vincent Ruggiero
Staten Island,NY
Summary
Dynamic Assistant Vice President at Deutsche Bank Securities, Inc., skilled in financial management and project oversight. Successfully managed over $75 billion in tri-party securities, enhancing operational efficiency and fostering collaboration across departments. Proven ability in decision-making and issue resolution, driving high-performance culture and delivering impactful results.
Overview
39
39
years of professional experience
1
1
Certification
Work History
Assistant Vice President
Deutsche Bank Securities, Inc
07.1998 - 06.2025
- Reporting of Cash and Collateral Figures to the Repo Desk for Tri party Repos.
- Managed Funding Reporting for over $75 Billion in Tri party Securities.
- Funded the broker deal portion of Deutche Bank (Deutsche Bank securities Inc.)
- Worked in direct contact with Repo Trading Desk, Sales Desk, Clearance Area, Treasury Area, Security Allocations and Operations.
- Worked in direct Contact with Federal Reserve Bank to recall and pledge securities.
- Responsible for realtime day light overdraft reporting with daily and monthly summarization reporting.
- Worked directly with internal and external audit for yearly audits.
- Researched and resolved accounting breaks.
- Worked directly daily with clearing bank to settle all funds.
- Created journals in books and records for all daily money movements.
- Established a high-performance culture within the team by setting clear expectations and providing regular feedback on individual performance contributions.
- Managed a diverse portfolio of projects, ensuring that each project met established quality standards and delivered expected results on time and within budget.
- Enhanced collaboration between team members by implementing innovative communication tools and fostering an open dialogue culture.
- Led cross-functional teams to deliver successful projects on time and within budget, enhancing company reputation in the industry.
- Increased efficiency by streamlining processes and implementing new software tools for the team.
- Enhanced communication between departments by developing effective reporting structures and information-sharing platforms.
- Attended weekly meetings and special sessions of Leadership and Executive Leadership Teams and contributed to major administrative initiatives, policies and decisions.
- Oversaw change management initiatives, ensuring smooth transitions during periods of organizational restructuring or process improvements.
- Trained and guided team members to maintain high productivity and performance metrics.
- Reported issues to higher management with great detail.
- Assisted in recruiting, hiring and training of team members.
- Recruited, hired, and trained initial personnel, working to establish key internal functions and outline scope of positions for new organization.
Client Portfolio Reporting
Oppenheimer Capital
03.1996 - 07.1998
- Created 25-40 Investment Portfolios for High Net Worth Clients on a Monthly, Quarterly and Yearly Basis
- Self-motivated, with a strong sense of personal responsibility.
- Worked effectively in fast-paced environments.
- Skilled at working independently and collaboratively in a team environment.
- Proven ability to learn quickly and adapt to new situations.
- Excellent communication skills, both verbal and written.
- Worked well in a team setting, providing support and guidance.
Trading Assistant
Alliance Capital Management
01.1995 - 03.1996
- Increased trading efficiency by streamlining processes and implementing new software tools.
- Participated in development of new trading strategies, leveraging historical data and predictive analytics.
- Acted as liaison between trading team and other departments, facilitating cross-functional projects.
- Facilitated seamless communication between trading desks and clients, ensuring all parties were consistently informed.
- Compiled detailed end-of-day reports summarizing trading activities and performance metrics.
- Increased accuracy of trade entries and exits, implementing robust verification procedures before transaction execution.
- Maintained up-to-date knowledge of regulatory changes, ensuring all trading activities complied with industry standards.
- Supported traders in executing trades accurately and efficiently with strong attention to detail.
- Conducted regular reviews of trading practices, identifying and implementing improvements for operational excellence.
Associate-Investment Portfolio Assistant
Bankers Trust
07.1990 - 11.1994
- Participated in professional development opportunities such as seminars and workshops to stay updated on industry best practices and emerging trends in portfolio management.
- Conducted extensive due diligence on prospective investments, assessing factors such as financial stability, management strength, competitive position, and growth potential before making recommendations to Portfolio Managers.
- Booked, settled and recorded all trades done by portfolio manager
- Dealt mainly with US Treasury Bills, Bonds, Time Deposits and CDs on a daily basis.
- Worked directly with Brokers and Operations on a daily basis to settle trades
- Created monthly, quarterly and yearly portfolio reporting for the clients to provide rate of return and profit on portfolio investments
Portfolio Reporting-Accounting Department
Swiss Re Advisors
09.1987 - 06.1990
- Created Client Portfolio reporting on a monthly, quarterly and Yearly Basis.
- Demonstrated respect, friendliness and willingness to help wherever needed.
- Assisted with day-to-day operations, working efficiently and productively with all team members.
- Passionate about learning and committed to continual improvement.
- Worked flexible hours across night, weekend, and holiday shifts.
Investment Portfolio Reporting
Wall St. Trust
09.1986 - 09.1987
- Created Investment Portfolio Reporting Statements on a monthly basis.
- Managed time efficiently in order to complete all tasks within deadlines.
- Organized and detail-oriented with a strong work ethic.
- Paid attention to detail while completing assignments.
Education
Bachelor of Science - Accounting
Wagner College
Staten Island, NY05-1986
Skills
- Decision making & judgment
- Issue resolution skills
- Able to work in a fast paced environment
- Excellent Communication skills
Accomplishments
Multiple Awards for Cost saving, new system implementation and teaching,
Certification
- Series 99 License
Languages
Italian
Native or Bilingual
Systems
Broadridge/Impact
Appix Wire Payment
Bank of New York Broker Dealer Clearance
Bank of New York Access Edge
Bank of New York 360 (Daylight Overdraft Reporting)
Bank of New York Treasury Edge
Microsoft Office
References
Furnished Upon Request
Timeline
Assistant Vice President
Deutsche Bank Securities, Inc
07.1998 - 06.2025
Client Portfolio Reporting
Oppenheimer Capital
03.1996 - 07.1998
Trading Assistant
Alliance Capital Management
01.1995 - 03.1996
Associate-Investment Portfolio Assistant
Bankers Trust
07.1990 - 11.1994
Portfolio Reporting-Accounting Department
Swiss Re Advisors
09.1987 - 06.1990
Investment Portfolio Reporting
Wall St. Trust
09.1986 - 09.1987
Bachelor of Science - Accounting
Wagner College
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