Summary
Overview
Work History
Education
Skills
Additional
Affiliations
Certification
Timeline
Generic

William Biron

Charlotte,NC

Summary

Experienced analytical professional with a proven track record of over two years of data driven decision making and client relationship management. Known for exceptional communication skills and strong interpersonal abilities, contributing to effective collaboration within cross-functional teams.

Overview

5
5
years of professional experience
1
1
Certification

Work History

Senior Analyst, Equity Derivative Operations

Bank of America
01.2023 - Current
  • Oversee settlement activity for 12 institutional clients, including 5 Platinum tier clients’ trades of non-cleared OTC equity swaps and options
  • Managed settlement of over 12,000 cashflows from OTC derivatives in excess of $9.4 Billion in 2023
  • Perform around 15 margin calls for London Clearing House within SLA on a daily basis without error
  • Plan, develop, and implement controls and procedures for the first Platinum equity derivatives settlements team in North America
  • Develop knowledge of workflow of client facing and intermediated settlements, assisted in projects related to workflow improvements
  • Discuss complex client discrepancies with FO and MO personnel as well as clients to resolve breaks
  • Maintain and analyze breaks data and perform reporting to prioritize resolution to mitigate risk and improve client metrics.
  • Collate 9 months of extensive data analysis related to an SIAI raised on Equity Derivatives settlements book of work within GWIM
  • Led x/ 14 SIAI action steps and liaised with senior management to present data analysis
  • Implemented daily reporting based on discussions with senior management to improve team dynamics and workflow.

Trading Service Representative

WELLS FARGO
11.2019 - 11.2020
  • Communicated with fifty plus retail clients daily to execute trades related to equities, mutual funds, and options
  • Enforced regulatory and firm risk procedure to mitigate risk for clients and firm through best practices and client disclosures on certain products
  • Recorded over 5,000 customer interaction details in tracking software to note conversations, transactions, and solutions for regulatory record keeping
  • Evaluated client information to explore issues, develop potential solutions, and provide high-quality service
  • Maintained comprehensive knowledge of company products and services, ensuring accurate information was relayed to clients.

Education

Master of Science - Mathematical Finance

University of North Carolina At Charlotte
Charlotte, NC
05.2026

Master of Business Administration - Business Finance

UNC CHARLOTTE, Belk College of Business
Charlotte, NC
12.2022

Bachelor of Science in Business Administration - Finance

ELON UNIVERSITY, Martha and Spencer Love School of Business
Elon, NC

CFA Program Candidate -

CFA Institute
05.2024

Skills

  • Client Management
  • Client Relationship Management
  • Data Analysis
  • Performance Monitoring
  • Operational Risk Management
  • Oral and Written Communication
  • Internal Reference Data Systems
  • Regulatory Reporting

Additional

Training for 50 km Ultramarathon, completed over 200 half marathons., Training the Street Financial Modeling Course; Udemy: Calculus 2, Linear Algebra, Python programming, intention to begin M.S. in Mathematical Finance Fall of 2024

Affiliations

  • ALFPA, CFA Institute

Certification

  • SIE
  • Series 7
  • Series 63

Timeline

Senior Analyst, Equity Derivative Operations

Bank of America
01.2023 - Current

Trading Service Representative

WELLS FARGO
11.2019 - 11.2020

Master of Science - Mathematical Finance

University of North Carolina At Charlotte

Master of Business Administration - Business Finance

UNC CHARLOTTE, Belk College of Business

Bachelor of Science in Business Administration - Finance

ELON UNIVERSITY, Martha and Spencer Love School of Business

CFA Program Candidate -

CFA Institute

Similar Profiles

CREATE PROFILE
William Biron