Zachary Tesch
Neenah,WI
Summary
Personable and analytical professional with strong foundation in financial principles and administrative capabilities. Possesses comprehensive understanding of mutual fund operations and proficient in utilizing financial software and data management tools. Dedicated to optimizing fund performance and ensuring compliance with regulatory standards.
Overview
3
3
years of professional experience
1
1
Certification
Work History
Mutual Fund Administrator
U.S. Bank
Oshkosh, WI
12.2025 - Current
- Managed mutual fund accounts, ensuring compliance with regulatory requirements and internal policies.
- Oversaw quarterly audits, preparing documentation and facilitating review processes to ensure compliance standards were met.
- Improved investor satisfaction by providing timely, accurate, and comprehensive financial reports.
- Reduced errors in financial reporting with meticulous attention to detail and thorough review of fund statements.
Registered Representative
Prudential Financial
Little Chute, WI
08.2025 - 12.2025
- Oversaw client accounts, delivering customized investment solutions and cultivating enduring relationships.
- Analyzed market trends and data to formulate strategic investment recommendations tailored to diverse client needs.
- Facilitated adherence to regulatory requirements, reinforcing commitment to industry standards and best practices.
Registered Representative
Investment Concepts
Appleton, WI
03.2025 - 08.2025
- Engaged with clients consistently to understand financial aspirations and deliver tailored investment solutions.
- Oversaw the preparation of portfolio reviews and performance reports to enhance client engagement. Updated client financial plans to align with evolving financial goals.
- Monitored compliance with SEC, FINRA, and internal firm standards to mitigate risk.
- Guided clients in understanding investment options to align with financial objectives.
Administrative Assistant
Investment Concepts
Appleton, WI
12.2022 - 03.2025
- Utilized Redtail CRM to oversee management of 100+ client records and enhance communication workflows.
- Managed logistics and vendor partnerships for multiple annual client appreciation events, focusing on delivering exceptional client experiences.
- Enhanced security protocols through integration of essential client documents into OneDrive.
Education
Business Administration -
University of Wisconsin - Oshkosh
Oshkosh, WI06-2022
Skills
- Customer service
- Risk Management
- Compliance Management
- Investment Analysis
- CRM Software
- Microsoft Excel
- Fund operations
Certification
- Series 66
- Series 7
- Securities Industry Essentials
- Life Insurance
- Health & Accident Insurance
Timeline
Mutual Fund Administrator
U.S. Bank
12.2025 - Current
Registered Representative
Prudential Financial
08.2025 - 12.2025
Registered Representative
Investment Concepts
03.2025 - 08.2025
Administrative Assistant
Investment Concepts
12.2022 - 03.2025
Business Administration -
University of Wisconsin - Oshkosh