Adad Bauger
Orlando
Summary
Hands-on Registered Representative known for having a terrific work ethic and for providing exceptional service to all clients. A proficient individual with a background spent monitoring client accounts. Offering talents in communication, relationship building, and execution of the financial services industry.
Overview
4
4
years of professional experience
Work History
Registered Representative
Regal Securities Inc
12.2022 - Current
- Developed and maintained high-touch positive relationships with clients and clearing firms.
- Demonstrate understanding of quotes, markets, financial instruments, trading concepts. Help resolve trade and platform issues.
- Demonstrate the ability to process status reports, verify transactions and perform calculations to understand buying power.
- Adhere and comply with company policies, procedures, and compliance per FINRA/SEC regulations.
Financial Service Representative Intern
Regal Securities, Inc
01.2022 - 12.2022
- Assist internal brokers with customer services question and issues
- Assist new accounts department with new account questions and paperwork and updating current accounts
- Process changes of address requests, disbursement requests and assist with account transfers.
- Responded to customer requests for products, services, and company information.
Bank Teller, McCoy Federal Credit Union
06.2021 - 09.2021
- Cashed customer checks, verified identification and checked account balances in accordance with bank policy
- Explained bank services, financial products and applicable fees to customers
- Demonstrated expertise in identifying and mitigating potential fraud and transaction risks
- Conducted special service and account transactions for customers, including ordering checks and placing stop payment orders.
Guest Service Agent
Spirit Airlines
04.2019 - 06.2021
- Managed guest check-in and check-out procedures, reservations and payments
- Handled payment processing duties and provided customers with receipts and proper bills and change
- Resolved guest challenges and complaints by applying resourceful and actionable solutions.
Education
Bachelor of Science - Finance
University of Central Florida
Orlando, FL12.2022
High School Diploma -
Oak Ridge High School
Orlando, FL05.2017
Skills
- Professional Relationships
- Financial Services
- Issue resolution
- Excellent communication skills
- Stock Market Terminology
- Critical Thinking
- Cash management
Licences
SIE, Series 7, Series 63
Timeline
Registered Representative
Regal Securities Inc
12.2022 - Current
Financial Service Representative Intern
Regal Securities, Inc
01.2022 - 12.2022
Bank Teller, McCoy Federal Credit Union
06.2021 - 09.2021
Guest Service Agent
Spirit Airlines
04.2019 - 06.2021
Bachelor of Science - Finance
University of Central Florida
High School Diploma -
Oak Ridge High School
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