Work History
Education
Skills
Timeline
Generic

ALEX HOLDEN

Seattle,WA

Work History

Executive Office Case Advisor 1 - Registered

Wells Fargo Advisors
Salt Lake City, UT
03.2023 - 12.2023
  • Conducted investigations to identify and resolve operational issues, reviewed firm policies and procedures, and collaborated with lines of business to achieve resolution and ensure processes are compliant with internal company requirements, FINRA regulations and guidelines, and government regulations.
  • Managed escalated inquiries that require special handling, processed complex or corrective brokerage services transactions and ensure resolution or negotiation of sensitive and time critical matters
  • Wrote and sent official correspondence to clients on behalf of the firm's Commercial, Investment, and Centralized Executive Office

Trader/Service Representative Level 2

Wells Fargo Advisors
04.2021 - 12.2021
  • Responded to client inquires with friendly and knowledgeable service and remedied issues promptly and effectively.
  • Executed trades on behalf of clients.
  • Effectively managed multiple programs at once to create a seamless client interaction.
  • Maintained productivity expectations, compliance and quality assurance standards.

Business Analyst Intern

Sourced Technologies
05.2018 - 08.2018
  • Conducted market research to develop a pricing strategy for product software.
  • Performed cost analysis of launching new software in an emerging market and modeled resulting data.
  • Recommended findings through written reports and presentations.

Education

Bachelor of Science - Finance

University of Utah
Salt Lake City, UT
09.2015 - 08.2020

Skills

    FINRA Series 7 License

FINRA Series 63 License

Client-facing Experience

Attention to Detail

Multitasking Abilities

Analytical and Critical Thinking

Brokerage Services Experience

Timeline

Executive Office Case Advisor 1 - Registered

Wells Fargo Advisors
03.2023 - 12.2023

Trader/Service Representative Level 2

Wells Fargo Advisors
04.2021 - 12.2021

Business Analyst Intern

Sourced Technologies
05.2018 - 08.2018

Bachelor of Science - Finance

University of Utah
09.2015 - 08.2020

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ALEX HOLDEN