Andrew Bateman
Henderson,NV
Summary
Licensed Financial Advisor (Series 7, 66, Life & Health, NMLS) with over 16 years of client-facing experience in banking, investments, and insurance. Skilled in goals-based planning, client relationship management, and supporting senior advisors in delivering fiduciary advice. Experienced in retirement planning, risk management, and holistic financial solutions. Seeking to grow within a fee-only fiduciary RIA environment as an Associate Advisor.
Overview
1
1
Certification
Work History
Financial Solutions Advisor
Merrill Lynch
2023 - 2025
• Delivered goals-based financial planning and investment guidance for affluent and mass-affluent clients.
• Supported senior advisors in retirement planning, wealth accumulation, and risk management strategies.
• Partnered with banking teams to deepen client relationships through cross-referrals across lending, deposits, and small business.
• Focused on client service and retention, ensuring long-term trust and engagement.
Registered Client Associate
Wells Fargo Advisors
2022 - 2023
- Supported advisors with trading, account onboarding, and client servicing.
- Enhanced satisfaction through responsive client support and financial education.
Registered Relationship Banker
Wells Fargo
2016 - 2022
- Developed personalized financial strategies by integrating banking, lending, and investment solutions.
- Licensed to provide investment recommendations and insurance planning.
- Built a reputation for client care and service excellence, consistently exceeding expectations.
- Collaborated with branch and wealth management teams to support holistic financial planning.
Independent Insurance Broker
Owner/Adviser
2009 - 2016
- Gained broad experience in financial services, sales, and client relationship management.
- Built expertise in guiding clients through banking and insurance solutions while exceeding performance expectations.
Education
Finance
Collage of Southern Nevada
Las Vegas, NVSkills
- Wealth & Investment Management
- Goal Based financial & Retirement Planning
- Client Acquisition & affluent Client Solutions
- Small Business & Lending Support
- Client Relationship Management
- Retirement & Wealth Strategies
- Risk Management & Insurance Planning
- Banking & Lending Integration
- Fiduciary Client Service & Support
Certification
FINRA Series 7, Series 66, SIE
Nevada Life & Health Insurance License NMLS ID 1462473 (SAFE Act Registered)
Timeline
Financial Solutions Advisor
Merrill Lynch
2023 - 2025
Registered Client Associate
Wells Fargo Advisors
2022 - 2023
Registered Relationship Banker
Wells Fargo
2016 - 2022
Independent Insurance Broker
Owner/Adviser
2009 - 2016
Finance
Collage of Southern Nevada