Angela Caskey
Franklin,OH
Summary
Detail-oriented compliance specialist familiar with conducting research and compliance testing. Productive, responsible and insightful professional with an organized approach. Ready to leverage several years of experience to take on new position at successful organization.
Overview
35
35
years of professional experience
6
6
Certifications
Work History
Enterprise Testing Specialist, Officer
PNC Bank
Miamisburg, OH
03.2021 - Current
- Conducting reviews to evaluate process effectiveness in reducing risk, testing essential operational controls for compliance with enterprise requirements, and conducting process walkthroughs to assess key control design effectiveness, identify weaknesses and root causes of deficiencies, and propose corrective actions.
Compliance Testing Specialist, DR
PNC Bank
Miamisburg, OH
03.2011 - 06.2019
- Conducted regular comprehensive testing reviews to maintain compliance with relevant banking regulations. Executed walkthroughs, tracked and recorded data on process, communicated the results, and submitted them to company leadership.
Regulatory Risk Assessment Auditor
PNC Bank
Miamisburg, OH
01.2004 - 06.2019
- Responsible for reviewing the loan documents in the customer's loan file to ensure compliance with state and federal regulations.
Sr. Fulfillment Representative
LEXIS NEXIS Risk Solutions
Miamisburg, OH
05.1989 - 08.2004
- Provided high-quality support and problem resolution to internal sales representatives by facilitating contract review, invoice setup, and contract validation. Collaborated with pricing team to address pricing issues.
Education
Associate of Applied Business
Miami University
Oxford, OH12-1987
Skills
- Testing Documentation
- Compliance Regulations
- Analytical Skills
- Time Management
- Organizational Skils
- Teamwork and Collaboration
Certification
ABA Certification -Lending Compliance (2019)
ABA Certification -Operational Risk Management (2019)
ABA Certification -Risk Management Frameworks (2020)
ABA Certification -Financial and Credit Risk Management (2020)
ABA Certification -Fraud Prevention (2020)
ABA Certification -Deposit Compliance (2020)
Accomplishments
- Excel Award - Issued by National City Mortgage ( 2005)
Timeline
Enterprise Testing Specialist, Officer
PNC Bank
03.2021 - Current
Compliance Testing Specialist, DR
PNC Bank
03.2011 - 06.2019
Regulatory Risk Assessment Auditor
PNC Bank
01.2004 - 06.2019
Sr. Fulfillment Representative
LEXIS NEXIS Risk Solutions
05.1989 - 08.2004
Associate of Applied Business
Miami University