Angela Caskey
Franklin,OH
Summary
Demonstrated expertise in regulatory compliance and risk management, developed at PNC Bank by leading more than fifty yearly audits and improving compliance processes. Excelled in cross-functional collaboration and utilized tools like Archer and MS Office to drive improvements. Achieved significant efficiency in internal controls and compliance testing, demonstrating a strong blend of analytical and interpersonal skills.
Overview
20
20
years of professional experience
1
1
Certification
Work History
Enterprise Testing Specialist, Officer
PNC Bank
Pittsburg, OH
07.2019 - 08.2024
- Conducted risk-based control testing, identified compliance gaps, and recommended improvements to internal controls.
- Developed test scripts and streamlined processes, improving efficiency and accuracy across departments.
- Collaborated with cross-functional teams to enhance the effectiveness of audits, and reduce identified deficiencies.
- Presented compliance reports to senior leadership, supporting risk management decisions.
Compliance Testing Specialist, SR, Officer
PNC Bank
Miamisburg, OH
07.2011 - 06.2019
- Presented audit findings and recommended corrective actions to enhance compliance across all departments.
- Collaborated with management to ensure compliance with regulations, resulting in more efficient risk management processes.
- I conducted comprehensive assessments and collaborated closely with compliance teams to implement initiatives focused on continuous improvement.
Regulatory Risk Assessment Auditor
PNC Bank
Miamisburg, OH
01.2005 - 06.2011
- Over fifty monthly audit processes were executed to verify conformity with lending standards mandated by TILA, RESPA, and HOEPA.
- Reviewed loan files to identify inconsistencies and compliance issues.
- Identified key areas for process enhancement to improve compliance, and effectively mitigate risk.
Education
Associate of Applied Business (AAB) -
Miami University
Oxford, OHSkills
Regulatory Compliance and Risk Management Compliance Testing and Control Assessments: Collaboration and Cross-Functional Support Test Script Writing Microsoft Office Test Archer – Integrated Risk Management Platform
Certification
- Lending Compliance
- Operational Risk Management
- Financial & Credit Risk Management
- Fraud Prevention
- Deposit Compliance
Timeline
Enterprise Testing Specialist, Officer
PNC Bank
07.2019 - 08.2024
Compliance Testing Specialist, SR, Officer
PNC Bank
07.2011 - 06.2019
Regulatory Risk Assessment Auditor
PNC Bank
01.2005 - 06.2011
Associate of Applied Business (AAB) -
Miami University