Roberta L Lewis
Cheraw,SC
Summary
Experienced and detail-oriented professional with extensive knowledge in: Technical writing for business policy procedure updates, desktop procedures, user guides, process and document updates as required by federal regulation changes IT to business document translation in testing environments Database and application testing and documentation Client KYC/CIP/PEP investigation and onboarding investigations Remediation requirements for both web and in house applications, document update and storage activities Self-starter multitasker with demonstrated success collaborating with team members as well as cross functional partners to achieve business and quality objectives within an organization.
Education
Completed - AML Investigations Training
Dominion Advisory Group
Degree - Business Administration
Florida Metropolitan University-Online
Certification - Computerized Accounting, Microsoft Office Programs – Access, Excel, PowerPoint
Northwest Institute of Research
Erie, PACertification - Office Occupations, Full Charge End to End Accounting
Bridgerland Area Vocational Center
Logan, UTWork Type
Full TimeContract WorkWork Location
RemoteSkills
- Primary Experience (UAT and QA) - Analysis of BRD and FSD documentation for scope and environment usability for testing Compliance analysis for high-risk clients in preparation for OCC audits Experience includes team lead, ad hoc projects for new and updating projects on in-house applications and websites User story and script writing as well as account conditioning for test preparation Data validation and end-to-end functional testing Peer training and mentoring Process, procedure and user guide writing/documentation
- Primary Experience (Financial) Business Systems Consultant-Technical Writer of procedures for federally regulated enterprise policies, Business Systems Consultant/UAT Analyst involved in regulatory compliance project for client onboarding and enhanced AML monitoring Internal monitoring of enterprise systems and tools to ensure compliance with privacy and confidentiality regulations Business Compliance Analyst working with foreign and domestic PEP client population in Commercial, GWIM, GCB and GBAM lines of business, determining Level 3/High Dynamic Risk Due Diligence compliance and PEP position qualification Compliance preparation for OCC audit for operationally critical suppliers Lead in contact storage and disposal in supply chain for operationally critical suppliers Registration in supply chain for operationally critical suppliers in invoice suppression for payment processing AML and security specialist in securities for client onboarding and regulatory document compliance Sr compliance analyst for Financial Investigations Unit Lead on ad-hoc teams for testing and compliance projects Generating csv files for use by a robot to generate and build review cases for communication monitoring
- Primary Skills (general) – Collaboration with subject matter expert Analysis of Business and Functional Requirements documents for system usability and coverage of regulatory compliance In-depth due diligence investigation for high risk compliance Metrics reporting Generating procedure documentation Investigation and research analysis for regulatory compliance, audit preparation and contractual obligation for financial institutions Project coordination Database and document management for financial institutions and power industry design firms Manual Testing: Black Box, Unit, Functional, System Integration, System, End-to-End, Regression, Acceptance, Usability using both Agile and Waterfall methodologies Account Conditioning for test scenarios QA and UAT application analysis and testing and for financial institutions, application and website testing for social media Data validation/remediation
- Applications and Software Used – Teams, Shared Risk Platform (SHRP), Box, Confluence, Slack, Total System Services data base (TSYS), CS Web, Product Offering Engine (POE), Adobe Acrobat Writer, Cornerstone, JIRA, ALACRA, WCIS(Wholesale Customer Information System), EAO/SCP, LEO, SharePoint, Discovery, Wisdom/SmartStation, LPS/MSP, BK SUPA, ALM/HP Quality Center, HP Autonomy Supervisor, SAP (BPC and EPM add-in) InTrader, BroadRidge ICI(Impact) and BPS, various in-house banking applications, Microsoft - Access, Excel, PowerPoint, Visio, Word, Sharepoint, Outlook, basic SQL, various internet browsers and research tools including Bloomberg, , Document Direct/Mobias, LexisNexis, Newton, SEC/Edgar, FinCEN, OFAC, basic testing for customized versions of Social Media websites and administrative tools
Timeline
Online courses - undefined
Completed - AML Investigations Training
Dominion Advisory Group
Degree - Business Administration
Florida Metropolitan University-Online
Certification - Computerized Accounting, Microsoft Office Programs – Access, Excel, PowerPoint
Northwest Institute of Research
Certification - Office Occupations, Full Charge End to End Accounting
Bridgerland Area Vocational Center
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