Anthony Caterina
Summary
Detail-oriented Regulatory Reporting Analyst with 4 years of experience supporting reporting functions for a global institution. Experienced in the preparation, validation, and analysis of U.S. regulatory filings. Proficient in accounting, excel, and Axiom with expertise in reconciliations, variance analysis, reporting controls, regulatory examinations, and cross-functional collaboration across Finance, Treasury, Legal Entity Control, Risk, and Technology teams.
Overview
4
4
years of professional experience
Work History
Bank Regulatory Analyst
Barclays
Whippany
08.2022 - Current
- Prepare and validate quarterly, daily, and yearly regulatory reporting schedules supporting FR Y-9C, 041 Call Report, FR Y-11/2314, liquidity reports, Merchant Banking Investment FR Y-12, and other U.S. regulatory filings for the Intermediate Holding Company (IHC).
- Perform detailed reconciliations between source systems, general ledger balances, and regulatory reports to ensure completeness, accuracy, and compliance with reporting requirements.
- Utilize Axiom on a daily basis to prepare reporting schedules, perform data validations, investigate reporting discrepancies, and support timely regulatory submissions.
- Analyze quarter-over-quarter and month-over-month reporting variances and fluctuations, documenting explanations for management review.
- Support internal and external audits, regulatory examinations, and control reviews by providing documentation, responding to inquiries, and assisting with issue remediation efforts.
- Reviewed colleagues' work products and reporting schedules as a subject matter resource for regulatory reports.
Education
Bachelor of Science - Financial Economics
Binghamton University
Binghamton, NY05-2022
Skills
- Regulatory reporting
- Data analysis
- Financial reconciliation
- Axiom software
- Microsoft Excel
- Analysis of Accounting
- Problem solving
- Effective communication
- Interpersonal skills
- Presentation skills
Affiliations
- Zeta Psi International Fraternity
Social Relations Chair - Zeta Psi International Fraternity
Head Recruitment Chair
Timeline
Bank Regulatory Analyst
Barclays
08.2022 - Current
Bachelor of Science - Financial Economics
Binghamton University