Detail-oriented Compliance Officer dedicated to improving policies and procedures in all business areas. Hardworking and driven with quality-focused and proactive approach. Bringing 24 years of experience in government finance.
Overview
27
27
years of professional experience
Work History
Chief Compliance Officer
Arkansas State Treasury
01.2018 - 01.2024
Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
Evaluated emerging risks in the industry to proactively address potential challenges and maintain business continuity.
Streamlined internal processes for increased efficiency in risk management and regulatory reporting.
Implemented a culture of continuous improvement within the compliance department by regularly reviewing processes, policies, and systems for potential enhancements.
Collaborated with legal counsel on matters related to enforcement actions, litigation, or settlement negotiations, protecting company interests.
Chief Investment Officer
Arkansas State Treasury
01.2001 - 01.2018
Actively responsible for the investment strategy and analysis of a $4 billion dollar portfolio
Responsible for day to day activities and management of the office
Office liaison for CAFR audit which includes all adjusting entries into AASIS and generating necessary reports
In charge of making sure all debt service payments for Arkansas Natural Resources and Higher Education are performed
Monitor financial performance and budget of the Treasury
Presents quarterly reports to the State Board of Finance, as well as, interim updates when necessary
Work closely with Department of Finance and Administration in regards to revenue collections and disbursements
Maintain all aspects of the $180MM Money Management Trust Fund and works closely with various state agencies cash funds
Work closely with over 100 banks to place public funds and make sure all funds are sufficiently collateralized
Responsible for the investing of over $200MM in the Tobacco Trust Fund Pool and implementing an investment strategy for the Arkansas Tobacco Commission
Past duties and back up include Investment Trust and Cash Division which includes assisting all month end procedures and distributions to state agencies
Store Manager
Ima’s Fashion
01.2000 - 01.2001
Experienced professional in sales, including floor management, merchandising, and inventory control
Trained, scheduled, and supervised all employees
Managed inventory control, cash control, and store opening and closing procedures.
Managed store employees successfully in fast-paced environment through proactive communication and positive feedback.
Real Estate Agent
Century 21, Hometown Realty
01.1999 - 01.2000
Experienced in Market Data Analysis, acquired 90 hours towards Appraisers license through National Association of Independent Fee Appraisers
Directed all aspects of sales transactions from initial implications of interest through all negotiations to consummation of sale; effectively assessed and verified financial documentation of potential customer
Managed contracts, negotiations, and all aspects of sales to finalize purchases and exceed customer expectations.
Negotiated, facilitated, and managed real estate transactions.
Advertised client properties through websites, social media, and real estate guides.
Hot Check Coordinator
Branch, Thompson, Philhours and Warmath
01.1997 - 01.1999
Territory included all of Greene County, Arkansas
Worked closely with over 30 merchants, performing all billing and collection efforts, including accounts payable and payroll functions
Responsible for immense amounts of cash and disbursing checks monthly to merchants
Required a great amount of organization and discipline
Associated with the Arkansas Prosecuting Attorney’s office
Department of Education, Instructor at Arkansas State University-Mtn. Home, ArkansasDepartment of Education, Instructor at Arkansas State University-Mtn. Home, Arkansas