
FINRA Series 7 licensed Senior Operations Specialist with experience supporting brokerage trade lifecycle functions, including margin, ACATS, cost basis, and corporate actions. Advanced quickly into senior-level responsibilities, delivering monthly performance and analytics reports directly to the CFO. Strong understanding of broker-dealer operations, SEC/FINRA compliance, and high-pressure decision-making in fast-paced environments. Series 57 is scheduled for March 11th.
Series 7(Active)
Series 57(March 11)