Summary
Overview
Work History
Education
Skills
Websites
Certification
Accomplishments
Interests
Timeline
Generic

Brendan Patrick Fuller

Saint Petersburg,FL

Summary

Highly accomplished financial executive with a proven track record of visionary leadership in risk management, financial technology, and strategic execution. Expertise in developing technology-driven risk strategies, optimizing liquidity structures, and shaping regulatory-compliant financial ecosystems. Adept at leading high-impact teams, streamlining complex financial operations, and architecting robust risk frameworks. Seeking to leverage extensive experience and leadership acumen to drive innovation and sustainable growth in a challenging executive role.

Overview

12
12
years of professional experience
1
1
Certification

Work History

Chief Risk Officer

Webull Financial
04.2024 - Current
  • Led the firm’s risk strategy, overseeing Risk Operators & Risk Engineers to implement cutting-edge risk analytics and automation
  • Designed a risk & liquidity framework that enhances financial stability and reduces exposure across multiple asset classes
  • Managed $15M+ in daily notional risk risk for the newly launched futures business, crafting innovative leverage models and market access controls
  • Developed and deployed an Order Risk Limit Framework, ensuring seamless execution and risk containment in volatile markets
  • Improved overall risk culture with targeted training programs for employees at all levels of the organization.
  • Optimized capital allocation decisions by providing insightful analysis on the organization''s risk exposure.
  • Oversaw organization-wide credit risk function, challenging existing operational risk routines to improve identification, access control and incident reporting standards.

Deputy CEO, Webull Pay

Webull Financial
01.2023 - 04.2024
  • Spearheaded the creation and transformation of Webull Pay, driving digital payment innovation and regulatory alignment
  • Directed cross-functional teams in risk, compliance, and fintech product integration, ensuring a secure, scalable payments infrastructure
  • Oversaw strategic initiatives and operational execution for Webull Pay creating over $20 million of topline revenue
  • Steered company through challenging economic conditions, maintaining stability and growth.
  • Managed partnerships and strategic business relationships by negotiating contract terms and handling conflicts.
  • Formulated and executed strategic initiatives to improve product offerings.
  • Developed a high-performance executive team for improved productivity and efficiency.
  • Devised and presented business plans and forecasts to board of directors.

Managing Director of Trading & Risk

Webull Financial
01.2022 - 01.2023
  • Led trading and risk operations, refining exposure management across multiple financial products
  • Established risk control measures and system enhancements, significantly reducing firm-wide market exposure
  • Collaborated with regulatory bodies to ensure compliance with evolving trading regulations and risk protocols
  • Grew Derivative business 2 million option contracts daily.
  • Fraud Exposure Reduction: Saved $500Kannually in firm exposure by creating fraud and AML scans that instantaneously capture fraudulent transactions.
  • Market Risk Reduction: Averted more than $1Min market risk exposure by streamlining enforcement interface in a collaborative effort with IT team.
  • Enhanced organizational performance by implementing strategic management initiatives.

Director of Trading & Operations

Webull Financial
01.2019 - 01.2022
  • Built and led a trading and risk department from inception, scaling from 0 to 8 employees in one year
  • Developed four firmwide training programs on derivatives, market structure, and fraud detection—still in use today
  • Navigated unprecedented COVID-era market volatility, maintaining
  • Managed 250M risk exposure over $6B total assets
  • Direct supervision of 6 onshore & 3 offshore including 1 associate director
  • Created intraday monitoring of $250M in risk exposure for trading and risk department
  • Filed monthly supervisory reports for executive team and regulators
  • Served as an escalation point for front-line support.
  • Risk Department Creation: Built risk and trading department from ground up to 8 employees in just 1 year including supervisory and operational procedures, operations manual, and back-office interface.
  • Training Tool Development: Created a dozen firmwide online training decks for derivatives, fraud, and market structure that are still in use today.
  • Team Recognition: Lost less than .05% in revenue during COVID and resulting economic stressors; recognized with Most Valuable Team Award in 2020.

Senior Advisor, Product Owner

Charles Schwab
02.2019 - 11.2019
  • Led operational efficiency initiatives, optimizing financial product delivery and reducing risk exposure
  • Designed a fee-coding correction system, improving financial accuracy and reporting
  • Created a Salesforce-based lead-tracking system, increasing performance visibility and coaching effectiveness

Margin Risk Clearing Analyst

Apex Clearing
05.2018 - 02.2019
  • Provided strategic support to 35 Broker-Dealers & RIAs, ensuring compliance in margin, options, and futures trading
  • Developed a firmwide career progression matrix, later adopted companywide for performance tracking
  • Designed a monthly treasury risk report, equipping executives with critical exposure insights

Margin Risk Analyst

TD Ameritrade
10.2015 - 05.2018
  • Monitored and managed $100M+ in daily risk exposure, providing real-time risk mitigation
  • Led LEAN risk management initiatives, saving 100+ employee hours per quarter
  • Recognized with 3 President’s Club Trophies for top-tier performance in portfolio margin and risk analytics

Senior Account Manager, High Net Worth

TD Ameritrade
08.2014 - 10.2015
  • Managed a $100M portfolio, advising high-net-worth clients ($1M+ AUM) on trading and investment strategies
  • Ranked in the top 10% for sales referrals, achieving consistent 90%+ client satisfaction scores

Financial Representative

TD Ameritrade
07.2013 - 08.2014
  • Specialized in client acquisition and relationship-building, exceeding sales growth expectations

Education

B.A. - International Economics, Finance, Political Science

St. Francis College

Skills

  • Market Risk Analysis
  • AML Risk Management
  • Digital Financial Services
  • Streamlined Risk Automation Processes
  • Corporate Strategy Formulation
  • Business Development Partnerships
  • Operational risk management
  • Excellent communication
  • Leadership and people development
  • Risk reporting

Websites

Certification

  • Series 7
  • Series 66
  • Series 3
  • Series 4
  • Series 24

Accomplishments

  • Most Valuable Team Award (2020) – Webull Financial
  • 3x President’s Club Trophy Winner – TD Ameritrade (Top 15% Performance)
  • Employee of the Month (Twice) – TD Ameritrade
  • Work Together Award (Quarterly Winner) – TD Ameritrade

Interests

  • Kayaking
  • Pursuing a Private Pilot License

Timeline

Chief Risk Officer

Webull Financial
04.2024 - Current

Deputy CEO, Webull Pay

Webull Financial
01.2023 - 04.2024

Managing Director of Trading & Risk

Webull Financial
01.2022 - 01.2023

Senior Advisor, Product Owner

Charles Schwab
02.2019 - 11.2019

Director of Trading & Operations

Webull Financial
01.2019 - 01.2022

Margin Risk Clearing Analyst

Apex Clearing
05.2018 - 02.2019

Margin Risk Analyst

TD Ameritrade
10.2015 - 05.2018

Senior Account Manager, High Net Worth

TD Ameritrade
08.2014 - 10.2015

Financial Representative

TD Ameritrade
07.2013 - 08.2014

B.A. - International Economics, Finance, Political Science

St. Francis College

Similar Profiles

CREATE PROFILE