Brooke Stanton
New York,NY
Summary
Dynamic and results-oriented professional with a diverse background in risk management, audit, finance, accounting, business management, and client relations. Possesses solid experience in conducting risk assessments, overseeing business engagements, and managing third-party relationships within the financial services industry. Skilled in market analysis, strategic planning, and effective communication. Active participant in organizational leadership roles, demonstrating commitment to personal and professional growth.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Enterprise Risk Consultant
Ernst & Young
New York, NY
09.2022 - Current
- Developed and implemented risk management controls and prevention strategies for foreign banks, aiding in reducing risk-related costs.
- Communicated the value proposition of initiatives and services to minimize client exposure and financial loss in the financial services industry.
- Conducted risk assessments to enhance operational efficiency and mitigate financial exposure.
- Oversaw business engagements and activities related to third-party relationships, information security, and technology.
IT Audit INTERN
A-Lign
Remote
05.2021 - 09.2021
- Supported audit staff in assessing organizational and functional activities to evaluate the adequacy and effectiveness of management controls.
- Executed detailed audit procedures to review organizational and functional activities.
- Conducted substantive tests to ensure financial and operational controls are cost-effective and aligned with business objectives.
- Documented test results and drafted formal audit comments identifying impacts on business operations.
Director of Business Management
Varfaj Partners
New York, NY
01.2019 - 12.2020
- Boosted business revenue by acquiring new accounts and managing existing client relationships proactively.
- Maintained relationships with key clients to ensure consistent communication and revenue.
- Collaborated with company departments to align branding and develop strategic product placement.
- Conducted market analysis to stay ahead of competitors and anticipate challenges.
Health Insurance Agent
Aflac
New York, NY
05.2019 - 09.2019
- Presented informative financial information to large groups to expand client base and improve financial well-being.
- Educated potential policyholders on coverage options, addressing any questions or concerns.
- Analyzed customer needs to provide detailed coverage explanations and efficient service.
- Resolved operational issues promptly through research and efficient problem-solving.
Accounting Intern
Caruso Thompson LLp.
Warren, NJ
12.2016 - 06.2018
- Organized reported income documents and ensured accurate information is structured into individual returns.
- Assisted with special accounting projects by coordinating files, reviewing tax returns, and updating financial data for analysis.
- Analyzed financial documents by asset class to prepare tax returns and support accountants in tax return organization.
Education
BS in Finance and Accounting -
Syracuse University, Whitman School of Management
Skills
- Technical Proficiency in Microsoft Office Suite
- Audit Software Utilization
- Client Engagement and Feedback Incorporation
- Process Optimization
- Data Analysis for Internal Audit Controls
- Quantitative and Analytical Skills
- Detail-oriented
- Problem-solving in SOX Compliance
- Department Management Collaboration
- Third-Party Relationship Management
Certification
- Microsoft Excel Certification (2018)
- Microsoft PowerPoint Certification (2018)
Timeline
Enterprise Risk Consultant
Ernst & Young
09.2022 - Current
IT Audit INTERN
A-Lign
05.2021 - 09.2021
Health Insurance Agent
Aflac
05.2019 - 09.2019
Director of Business Management
Varfaj Partners
01.2019 - 12.2020
Accounting Intern
Caruso Thompson LLp.
12.2016 - 06.2018
BS in Finance and Accounting -
Syracuse University, Whitman School of Management
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