Carol Long
Menomonee Falls,WI
Summary
Experienced financial services professional with a strong background supporting advisors, managing client accounts, and resolving daily service requests. Known for effective communication, cross-functional teamwork, and accurate processing of trades, money movements, and account maintenance. Focused on delivering reliable client service and operational support.
Overview
6
6
years of professional experience
Work History
Senior Registered Client Associate
Wells Fargo Advisors
Waukesha, Wisconsin
10.2014 - 12.2020
- Assisted financial advisors in client account administration and fulfillment of daily service requests to enhance client satisfaction.
- Cultivated strong client relationships through proactive follow-up and personalized service, fostering client loyalty.
- Executed trade instructions, facilitated money movements, and maintained accounts in brokerage systems to ensure accurate and efficient transaction processing.
Education
Bachelor of Arts - International Studies, emphasis on Spanish Culture
Mount Mary University
Milwaukee05-2000
Skills
- Financial advisory support
- Client relationship management
- Brokerage operations
- Effective communication
- Cross functional teamwork
- Series 6, 63, 7 licenses
Accomplishments
- Who's Who Among American High School Students 1981
- Achievement Award, Women's Society of Engineers 1981
Affiliations
- Spearheaded School Partnership Program, Strong Capital Management, Menomonee Falls, WI
- Fundraising Consultant, Ventures In People, Inc, West Bend, WI
- High School, College and Career-Aged Youth Mentor, YMCA, Wauwatosa, WI
Timeline
Senior Registered Client Associate
Wells Fargo Advisors
10.2014 - 12.2020
Bachelor of Arts - International Studies, emphasis on Spanish Culture
Mount Mary University