Charlotte Bergmans
Redding,CT
Summary
Seasoned wealth management professional looking for client facing role at a firm providing providing digital asset exposure
Overview
25
25
years of professional experience
1
1
Certification
Work History
Vice President, Wealth Planner
FIDELITY INVESTMENTS
01.2010 - Current
- Deepen relationships with Fidelity High Net Worth clientele through comprehensive financial planning, offering customized investment solutions based on client stated needs and objectives
- Achiever 2014, 2016, 2017
- Utilize strong relationship skills and ability to simplify complex financial concepts to build lasting trust with clientele
- Net Promoter Score (NPS) consistently highest in the branch, and above national average
- Leverage eMoney and proprietary planning tools to introduce new investment concepts to clients, technology to help deliver a stream line experience to the customer, and business partners to create a team approach
- Took initiative to lead local effort to develop Fidelity's brand recognition in female investor marketplace and drive more business from women investors
- Chosen as Women Investors Ambassador and given access to LinkedInElevate to help promote Fidelity's
- Women in Investing Campaign
Vice President, Personal Trust Officer
BNY MELLON WEALTH MANAGEMENT
01.2006 - 01.2009
- Responsible for client base of approximately 60 family relationships
- Acted in fiduciary capacity to perform activities related to creation and administration of personal trusts under terms of governing trust documents
- Met fiduciary, organizational and regulatory standards including KYC and other compliance requirements
Investment Representative
EDWARD JONES
01.2002 - 01.2004
- Opened and operated the Redding, CT office; key functions included client acquisition, investment advice, client and business management.
Finex Communications
01.1994 - 01.1999
- Worked in various marketing capacities for, London, UK and publishers Elsevier
- Science, Time Inc
- Home Entertainment and Conde Nast Publications including Account Director and Associate
- Product Manager
- Skills and responsibilities encompassed all aspects of marketing strategy, including targeted, high impact lead generation campaigns, brochures, newsletters, and direct mail programs.
01.1990 - 01.1993
- Employed in various roles for social service organizations serving HIV and psychiatrically disabled populations
- Key role functions included strong communication skills, advocacy and education.
Education
B.A. - Political Science
Middlebury College
Additional Courses -
New York University
New York, NY2017
Skills
- Portfolio guidance
- Retirement and income planning
- Trust administration
- Building and maintaining profitable relationships
- Sales
Certification
CERTIFIED FINANCIAL PLANNER TM
Certified Equity Professional
Certified Divorce Financial Analyst TM
Certificate in Blockchain and Digital Assets, DACFP
Additional Information
Board President, Chair Endowment Committee
Housatonic Valley Waldorf School
Licenses
Series 7, 66
Variable Life Insurance, CT, NY
Timeline
Vice President, Wealth Planner
FIDELITY INVESTMENTS
01.2010 - Current
Vice President, Personal Trust Officer
BNY MELLON WEALTH MANAGEMENT
01.2006 - 01.2009
Investment Representative
EDWARD JONES
01.2002 - 01.2004
Finex Communications
01.1994 - 01.1999
01.1990 - 01.1993
B.A. - Political Science
Middlebury College
Additional Courses -
New York University
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