Chris Smith
Denver,CO
Summary
Highly analytical, communicative, and collaborative professional with a proven ability to adapt quickly to new environments. Committed to contributing to team success and continuously improving professional skills. Recognized for a positive attitude and unwavering dedication to continuous learning and personal growth.
Overview
17
17
years of professional experience
Work History
Lead Analyst
Western Union
04.2021 - Current
- Serve as the AML Compliance subject matter expert by providing substantial assistance to leadership on all topics impacting the development, implementation, and ongoing controls of new and existing products
- Lead efforts related to the integration and enhancement of AML and risk management processes and controls for each stage of the product development process as well as ongoing product activities
- Provide product training and support to all levels of Compliance organization and other business units as necessary
License Compliance Executive
Autodesk
02.2020 - 04.2021
- Responsible for effectively communicating Autodesk licensing rules, software deployment and compliance standards with customers
- Collaborate with senior and executive leadership to provide insight and offer solutions to complex customer compliance matters
- Mediate challenging discussions and negotiations on issues of noncompliance
Compliance Manager
Charter Communications
04.2017 - 02.2020
- Partnered with Legal, Human Resources, and Leadership to conduct internal audits identifying and addressing specific non-compliant issues
- Proactively developed and updated comprehensive documents and reporting specific to state and local governments rules and regulations that were easily accessible to all stakeholders
- Collected and analyzed data to detect deficiencies or non-compliance with regulatory agencies
- Maintained and managed state, local and municipal licenses/certificates related to sales, service, and monitoring home security
Business Management Specialist
TIAA
07.2015 - 03.2017
Wealth Management Client Service Assistant
TIAA
06.2008 - 07.2015
Education
Bachelor of Science - Business Management
University of Phoenix
Denver, COSkills
- Coaching & Mentoring
- Regulatory Compliance
- Risk Assessment & Mitigation
- SFDC
- Power BI
- NMLS
- Conflict Resolution
- Microsoft Suite (Excel, Word, etc)
- Team Building & Collaboration
- Time Management & Prioritization
Timeline
Lead Analyst
Western Union
04.2021 - Current
License Compliance Executive
Autodesk
02.2020 - 04.2021
Compliance Manager
Charter Communications
04.2017 - 02.2020
Business Management Specialist
TIAA
07.2015 - 03.2017
Wealth Management Client Service Assistant
TIAA
06.2008 - 07.2015
Bachelor of Science - Business Management
University of Phoenix
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