Dynamic Vice President with over 16 years of experience in internal auditing
and risk management. Proven ability to enhance control mechanisms and
execute data-driven audit strategies, leading to significant discrepancy
detection. Achieved gold standard recognition for comprehensive risk and
control assessment programs. Adept at leading major audit engagements to
ensure thorough risk coverage, positioned to deliver exceptional value as an
Internal Auditor.
Overview
25
25
years of professional experience
1
1
Certification
Work History
Vice President
Mizuho Bank
01.2017 - Current
Enhanced risk mitigation by creating and executing audit strategies across the five major Corporate Lending Front Offices and Credit Risk
Management areas
Managed and coordinated complex audit engagements by implementing efficient project management practices, fostering collaboration among team members, and utilizing data analytics, leading to an increase in audit effectiveness
Enhanced control mechanisms for the bank's covenant monitoring processes, resulting in increased compliance efficiency through effective collaboration with stakeholders and colleagues
Uncovered discrepancies in credit stress loss assessments for two key bank entities by utilizing data-driven audit strategies, leading to a 10% increase in Tier 1 risk assessment coverage
Validated over twenty-five regulatory and internal audit issues to maintain operational integrity.
Assistant Vice President
Apple Bank for Savings
01.2015 - 01.2017
Achieved full compliance by devising an audit program addressing
regulatory deficiencies, improving adherence by 25%
Conducted detailed audits on Market Risk, Liquidity and Capital
Adequacy for compliance with regulatory safety and soundness
standards
Reviewed strategies for Model Risk Management, Technology, and
Dodd-Frank Stress Testing covering five major risk areas.
Assistant Treasurer/ Staff Auditor
Apple Bank for Savings
01.2000 - 01.2015
Conducted audits of Branch and Lending/Mortgage Divisions
Conducted regular reviews of operations and identified areas for improvement.
Education
Finance BA, Bachelor of - undefined
Institute of Technology
(NYIT)
New York, New York, NY
2006
Skills
Problem Solving
Leadership
Teamwork
Communication
Time management
Adaptability
Risk management
Data analysis
Verbal and written communication
Certification
Certified Internal Auditor (CIA)
Certified Anti-Money
Laundering Specialist (CAMS),
Certified Risk Management
Assurance (CRMA),
Certified Information Systems
Auditor (CISA).
Timeline
Vice President
Mizuho Bank
01.2017 - Current
Assistant Vice President
Apple Bank for Savings
01.2015 - 01.2017
Assistant Treasurer/ Staff Auditor
Apple Bank for Savings
01.2000 - 01.2015
Finance BA, Bachelor of - undefined
Institute of Technology
(NYIT)
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