Summary
Overview
Work History
Education
Accomplishments
Timeline
Generic

Christopher Roos

New Orleans,LA

Summary

As a Director at Capital One Securities I am challenged with strategic-thinking in complex financial models that include supporting private equity, hedge funds, and mutual fund investors that are seeking advice on energy related stock that are trading on the open market. I remain one of the top revenue producers for the firm while continuing to help lead our multi-billion dollar business strategy to success.

Overview

32
32
years of professional experience

Work History

Director

Capital One Securities, Inc.
05.2008 - Current
  • Developed high-performing teams by providing mentorship, guidance, and opportunities for professional growth.
  • Enhanced team collaboration through regular communication, goal setting, and performance evaluations.
  • Worked closely with organizational leadership and board of directors to guide operational strategy.
  • Established a culture of continuous improvement by fostering open communication channels and empowering employees to voice their ideas.
  • Strengthened internal controls by reviewing existing policies and procedures, ensuring compliance with regulatory requirements.
  • Monitored office workflow and administrative processes to keep operations running smoothly.
  • Established departmental performance goals and provided feedback for underperforming areas.
  • Proactively identified potential risks and implemented mitigation strategies to minimize negative impacts on projects or business operations.

VP Private Wealth Management

Legg Mason
02.2004 - 04.2008
  • Spearheaded cross-functional initiatives across departments to achieve business goals and increas sales as well as assets under management for a top line wealth management group withing Legg Mason.

VP Private Wealth Management

Morgan Stanley
02.1999 - 02.2004
  • Increased company revenue by implementing innovative marketing strategies and streamlining sales processes.

Director of Operations

Four Lands Transportation
08.1992 - 01.1999
  • Oversaw daily operations across multiple departments, ensuring seamless coordination and efficient execution of tasks.
  • Developed systems and procedures to improve operational quality and team efficiency.

Deputy Sheriff

Orleans Parish Sheriff's Office
01.1996 - Current

Responsible for patrol duties while on duty. Familiar with arrest and report writing policy and arrest procedures. Worked jail duties as needed. Awarded the Zaffutto Leadership Award upon graduation for displaying the best leadership abilities in the training class.

Education

Bachelor of Arts - Social Sciences And Business Administration

Tulane University
New Orleans, La.

High School Diploma -

Culver Military Academy
Culver, IN

Accomplishments

I have worked with the Orleans Parish Sheriff's office as a uniformed reserve deputy since 1996. I successfully achieved Level 1 POST after completing the full OPSO Academy in 2021. I have been working as a patrol deputy primarily since graduation

Timeline

Director

Capital One Securities, Inc.
05.2008 - Current

VP Private Wealth Management

Legg Mason
02.2004 - 04.2008

VP Private Wealth Management

Morgan Stanley
02.1999 - 02.2004

Deputy Sheriff

Orleans Parish Sheriff's Office
01.1996 - Current

Director of Operations

Four Lands Transportation
08.1992 - 01.1999

Bachelor of Arts - Social Sciences And Business Administration

Tulane University

High School Diploma -

Culver Military Academy
Christopher Roos