Cynthia Morse-Griffin
Saco,,Maine
Summary
Energetic broker dealer finance leader with a proven track record at ACA Group, adept in financial reporting and forecasting, and regulatory compliance. Excelled in building strong client relationships and leading teams to achieve successful annual audits, year after year. Skilled in coaching and critical thinking, consistently delivering results through effective collaboration and industry expertise.
Overview
26
26
years of professional experience
Work History
Broker Dealer Finance Director
ACA Group
02.2012 - Current
- Led and managed a team of eight individuals successfully. Answered inquiries and provided information to other ACA departments, such as legal and compliance continuously.
- Responsible for the oversight of 15 separate broker dealer entities including a monthly close process, review/approval of quarterly regulatory filings and addressing regulatory questions on an ongoing basis.
- Assisted in the successful completion of 15 annual audits and the ACA Group annual audit, liaising effectively with external auditors and providing timely responses to all queries.
- Developed strong relationships with clients and other service providers, earning their trust and loyalty through consistent, professional communication and by providing industry knowledge.
Fund Principal Financial Officer
ACA Group (F/K/A Foreside Financial Group)
07.2008 - Current
- Served as the PFO/Treasurer for clients and was responsible for all financial aspects of their mutual funds.
- Assisted in the development of shareholder reports, required filings and also reviewed financial information of mutual funds for other team members
- Attended quarterly board meetings.
Financial Reporting
Citigroup GTS
12.2001 - 07.2008
Auditor
Baker Newman Noyes
06.1998 - 12.2001
Education
Bachelor of Science - Public Accounting
Husson University
Bangor, MESkills
- Financial reporting and forecasting
- Regulatory compliance adherence
- Internal controls/segregation of duties
- Coaching, mentoring and team collaboration
- Industry research
- Critical Thinking
- Relationship Building
- Client service
- Microsoft office
- Documentation expertise
Timeline
Broker Dealer Finance Director
ACA Group
02.2012 - Current
Fund Principal Financial Officer
ACA Group (F/K/A Foreside Financial Group)
07.2008 - Current
Financial Reporting
Citigroup GTS
12.2001 - 07.2008
Auditor
Baker Newman Noyes
06.1998 - 12.2001
Bachelor of Science - Public Accounting
Husson University
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