Committed job seeker with a history of meeting company needs with consistent and organized practices. Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand.
Overview
13
13
years of professional experience
Work History
Quality Assurance Analyst
J.P. Morgan Chase Corporate Center
09.2018 - Current
Entered orders into the custody platform and forwarded them to external counterparties based on transaction type
Maintained compliance with service-level agreement proxies, equalizations and roll-ups
Verified transaction compliance with regulatory requirements and relevant company goals
Analyzed, inputted, and processed corporate action activity on client portfolios.
Ensured accurate and up-to-date system data through regular cross-referencing and validation
Processed cash transactions and monitored incoming proceeds
Completed subscription documents, stock transfer forms, and other paperwork to facilitate order processing
Resolved complex operations problems referred from client services group and other internal staff
Monitored incoming client instructions for redemptions, transfers and switches
Compiled feedback on transaction processing
Determined trading risks through communication with traders
Produced, distributed and reviewed financial risk reports on a daily and monthly basis.
Reviewed, evaluated, and determined the validity of bank audits.
Drafted written reports summarizing findings from audit investigations and appealed cases.
Provided guidance and advice on audit policies, procedures, laws, and regulations.
Maintained accurate records of all audit
Customer Service Representative
City of Dallas
08.2011 - 09.2018
Answered customer questions about policies and procedures with friendly and knowledgeable approach
Investigated and resolved customer concerns related to order inquiries and delivery tracking
Maximized satisfaction by anticipating needs and consistently offering expert support.
Education
Some College (No Degree) - Power BI
Simplilearn
Dallas, TX
Skills
Multitasking
Work with clients under time constraints to facilitate a transaction
Proficient in Microsoft Office
Strong analytical skills
Excellent customer service skills
Process analysis
Audit reporting
Attention to detail
Team leadership
Customer relations
Microsoft Word
Scheduling
QA reporting
Additional Information
I was recognized and received 5 keys in the Legal Response Operation. The industry was impacted with an influx of immigration letter requests due to a new requirement for a financial declaration form for immigration sponsor applications from certain countries. With the influx of letters, this has forced the Confirmations, COSC and Legal team to review the current process and work on short term and long-term solutions to accommodate the volume. Process changes discussed include discontinuation of email delivery and redirecting customers to online immigration request instructions and forms.
Affiliations
Growing own vegetables
Traveling and exploring different countries
Learning Sign Language
Timeline
Quality Assurance Analyst
J.P. Morgan Chase Corporate Center
09.2018 - Current
Customer Service Representative
City of Dallas
08.2011 - 09.2018
Some College (No Degree) - Power BI
Simplilearn
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