Summary
Overview
Work History
Education
Skills
Websites
Timeline
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Dana Williams

Chicago,IL

Summary

In my career thus far in financial services. I have had the opportunity to work for some of the top companies in the world that focus heavily on attention to detail, fast paced environment, being and independent leader, learning new material quickly, etc. I have had the opportunity to work for Kemper Corporation, North Trust Hedge Fund, and CIBC just to name a few. In my position I was able to research companies to make buy/sell/or Hold recommendations to senior management based off fundamental relative value analysis from a top-down approach on Investment grade and High Yield bonds. In addition, to my experience I was to build financial models for our private equity companies to come up with a valuation on a monthly/quarterly basis to understand the enterprise value to EBITDA values and pricing. My experience also led me to being able to move to the trading desk which allowed me to trade in fixed income, equityinvestments by supporting and promoting existing portfolios and strategies. I would have to say all these different areas allowed me a broad range of skills and education. My goal would have to be somewhere in the analytical or research areas, particularly financial modeling or research.

Overview

9
9
years of professional experience

Work History

Team Lead, Senior Analyst

CIBC
11.2019 - 01.2024
  • Experience in managing or trading in fixed income investments with a broad range of generalist background ground that includes municipals bonds, corporates and, CLOs, CDOs
  • Support and promote existing portfolios and strategies, along with identifying new investment opportunities that enhances the profitability of the company
  • Strong leadership capabilities with superior verbal and written communication skills
  • Demonstrated history of implantation best in class processes with positive results
  • Ability to multi-task and analyze variant of investment strategies and identify relative value across the fixed income market
  • Ability to perform the essential functions of the position, with or without a reasonable accommodation
  • Daily have to trade a ~$400M International mutual fund which is CIBC largest foreign exchange platform form for Euro, Danish Krone, Japanese Yen, Australian Dollar, Swiss Franc, Hong Kong Dollar, etc
  • Have to worry about multiple different currency exchanges between USD and others.

Financial Associate (Contract)

LQD Financial Corporation
10.2019 - 11.2019
  • Assist in spreading and analyzing financial statements
  • Assist in designing the structure of a loan
  • Facilitate relationships with prospective and existing customers
  • Assist in review of appraisals and environmental reports as needed
  • Review in material adjustment in Revenue, EBITDA, and any material effect on financial statements that effect the company
  • Develop scorecards and metrics that track, analyze, and validate operational performance.

Senior Consultant- Private Equity & Hedge Fund Services (Contract)

Northern Trust
12.2018 - 03.2019
  • Review monthly/quarterly fund investor allocations, management fee, and incentive fee calculations
  • Review fund documents in order to interpret and execute allocation requirements
  • Build allocation models to support bespoke fund and client requirements
  • Understanding and interpreting the structuring for waterfall provisions in LLC’s and partnerships i.e
  • 80-20 carry
  • Develop models using cash flow analysis to present findings of different income allocation types Gross adjusted value/Net asset value (monetized funds and unitized funds), Pro-Rata, New issue (Feeder-specific P&L)
  • Keeping track of notices such as capital calls, commitments, redemptions, transfers, and distributions
  • Serve as client escalation point for issues, providing direction and judgement calls for internal team while providing necessary client communication to resolve external issues
  • Complete a variety of special projects at the request of Team Leads/Managers i.e
  • Class/series linking
  • Understanding the complexity of different investment structures i.e
  • Private Equity funds, Hedge Funds, Funds of Hedge Funds, and Commingled Funds
  • Review and calculate gross and net of accrued incentive fees (Month-to-date, Quarter-to-date, Year-to-date)
  • Checking to make sure Internal rate of return and Net present value are calculated correctly for a certain time period.

Senior Investment Analyst (Contract)

Assurant, Inc.
08.2018 - 11.2018
  • Conduct due diligence on companies in connection with valuations for mergers and acquisition transaction or securities
  • Manage all stages of transaction on the deal flow process by closing deals and pitching to managing directors on valuation write up materials
  • Attend investor calls for various fixed income investment opportunities across all sectors i.e
  • Diversified industries, consumer cyclical, financial services sectors, etc
  • Analyze the market and financial position of client companies and competitors
  • Develop models consisting of financial statements and data using discounted cash flows, merger, accretion/dilution
  • Comparing analyzing on private equity using enterprise value with public comparable’s and reporting your findings
  • Conduct market research to support assumptions.

Business Analyst (Contract)

CNO Financial Group, Inc.
06.2018 - 08.2018
  • Analyze operational performance data for insight on 500 sales agents on 22000 accounts
  • Create professional documents and presentations that have model scenarios to support decision making
  • Gather requirements for reporting and Operations initiatives that complies around trading stock, bonds, ETF’s, Mutual Funds, Alternative Investments, and Money Market Accounts
  • Analyze workflow processes for improvement opportunities
  • Lead and support operations improvement projects.

Financial Analyst (Contract)

Camelot Illinois LLC
03.2018 - 04.2018
  • Prepare monthly consolidation and executive financial packages
  • Track expenses and revenues vs
  • Budget and reforecast and analyze fluctuations
  • Analyze financial data, spotting trends and developing forecasts
  • Prepare, review and distribute monthly financial reports
  • Provided Variances in certain EBITDA trends and see if we need to make certain adjustments.

Investment Analyst

Kemper Corporation
05.2016 - 09.2017
  • Made buy/hold/sell recommendations on public/private corporate debt including HY and IG and alternative investments
  • Provided credit recommendations within a relative value framework that generated value for Kemper’s Fixed Income portfolio and prepared internal written memorandums and other materials to communicate with internal constituents
  • Conducted due diligence and investment research on corporate actions, tender offers, private placements and regulatory items
  • Supported, maintained, and further developed broker, third-party asset manager and supplier relationships
  • Built and conducted private equity/mezzanine debt valuation models quarterly for lower middle market companies to allow financing solutions with companies with revenue between $25M to $250M and EBITDA of $5M to $30M on Unitranche debt, First/Second Lien Debt, Mezzanine debt etc
  • Built an automated yield and spreads analyses that was used for relative value and benchmarking against the market, and participated in idea generation, research and analysis activities that created actionable investments
  • Assisted in management of $7.0B institutional portfolio comprised of municipal fixed income, equity and alternative investments
  • Provided fundamental and relative value research on existing holdings and generated credit driven investment ideas and strategies to enhance portfolio returns and mitigate risk
  • Evaluated market conditions and trends in assigned industries
  • Sole analyst to monitor 50% of a $3.0B corporate debt portfolio consisting of HY/IG and Alternative investments
  • Assisted with debt restructurings or workouts.

Corporate Investment Accountant

Kemper Corporation
05.2016 - 02.2017
  • Recorded and reconciled investment transactions and balances
  • Prepared SEC and NAIC reports: quarterly and annually footnote disclosures for inclusion in Kemper’s 10-Q &10-K filings
  • Month-end close and quarterly close of all of Kemper’s subsidiaries and consolidated company as well
  • Asset, bank, and Investment income reconciliations
  • Placed and settled trades in various securities, i.e., ETF’s, MBS, Common Stocks, CLO’s, and Preferred stocks
  • Ran price analysis on Municipal Bonds and Floating securities
  • Assisted in the trading of Hedge Funds, Private Placement Funds, and Private Equity Funds, CLO’s
  • Monitored and executed hedging instruments and prepared monthly mark-to-market valuations track
  • BETA Analysis; Bloomberg Certified; FASB 109 & FASB 115 reporting
  • Investigated and resolved cash/position exceptions and tolerance breaches
  • Processed daily review on transactions, performed maintenance on assigned accounts according to procedures, including verifying and correcting discrepancies, verifying outside funds, and reviewing transactions.

Accounting Analyst (Contract)

Groupon Inc.
04.2015 - 05.2016
  • Coded invoices for proper financial statement recording
  • Communicated with buyers to resolve invoice discrepancies with vendors and ensured calculation of discounts are accurate
  • VAT Check – Value added tax – looked through vendor tax forms for European and North American vendors checking that the vendor tax regulations and laws are there and in compliance
  • Ensured GAAP rules are being adhered to appropriately
  • Provided Variances in EMEA (Europe, Middle Eastern, and Asia), by updating new spreadsheets for other countries.

Education

Bachelor of Science - Finance, Accounting, Investments

Southern Illinois University
Carbondale, IL
05.2015

Skills

  • SAP
  • Bloomberg
  • NetSuite
  • CAMRA
  • FactSet
  • Market Axess
  • Advanced Excel Skills
  • Oracle
  • Maximus Investment Management Software
  • Investran
  • Citrix
  • IRIS
  • HedgeTek
  • Citadel Technology
  • Advent (APX)

Timeline

Team Lead, Senior Analyst

CIBC
11.2019 - 01.2024

Financial Associate (Contract)

LQD Financial Corporation
10.2019 - 11.2019

Senior Consultant- Private Equity & Hedge Fund Services (Contract)

Northern Trust
12.2018 - 03.2019

Senior Investment Analyst (Contract)

Assurant, Inc.
08.2018 - 11.2018

Business Analyst (Contract)

CNO Financial Group, Inc.
06.2018 - 08.2018

Financial Analyst (Contract)

Camelot Illinois LLC
03.2018 - 04.2018

Investment Analyst

Kemper Corporation
05.2016 - 09.2017

Corporate Investment Accountant

Kemper Corporation
05.2016 - 02.2017

Accounting Analyst (Contract)

Groupon Inc.
04.2015 - 05.2016

Bachelor of Science - Finance, Accounting, Investments

Southern Illinois University
Dana Williams