DAVID FOX
Drums,PA
Summary
Detail-oriented Risk and Compliance Manager with documented success in risk management, policy development and strategic planning. Advanced knowledge of regulatory compliance with proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions. Collaborative and team-oriented with excellent communication and interpersonal skills to foster strategic partnerships and promote company reputation.
Overview
7
7
years of professional experience
Work History
Risk and Compliance Manager
The Penn Warranty Corporation
09.2021 - 07.2023
- Maintained effective working relationships with regulatory authorities, sales staff, legal council, insurance underwriters, and senior management.
- Collaborated with IT data analyst to develop a detailed and interactive dashboard using Qlik sense software.
- Monitored key KPIs and prepared evaluations, assessments and reports.
- Reviewed documents, files, transcripts and other records to assess compliance and potential risk.
General Manager
Prime Auto Care, Inc.
07.2017 - 09.2021
- Lead a project to migrate the company to PCRS software platform collaborating with internal and external stakeholders.
- Spearheaded reconfiguration of SCS software platform to align data with contracts, resulting in resolution of past accounting errors and creation of standardized accounting policies and templates.
- Collaborated with cross-functional leadership team during regular meetings, reviewed business goals, strategic plan, and market trends.
- Managed multiple projects during tenure, including sourcing and securing new product options, redesigning software solutions onsite, and developing and onboarding partners.
- Rewrote marketing collateral to improve accuracy and quality of product descriptions.
- Represented organization during industry events, conferences, and trade shows.
- Promoted to General Manager from Business Analyst role after less than a year, reporting directly to CEO.
Business Analyst
Prime Auto Care, Inc.
09.2016 - 07.2017
- Interacted with internal customers to understand business needs and translate into requirements and project scope.
- Collaborated with stakeholders to define project objectives and criteria.
- Performed gap analysis to identify areas of improvement.
- Improved business direction by prioritizing customers and implementing changes based on collected feedback.
Education
Bachelor of Science - Business Administration, Finance
King's College
Wilkes-Barre, PA05.2015
Associate of Science - Business Administration
Luzerne County Community College
Nanticoke, PA05.2013
Skills
- Effective Working Relationships
- Legislative Monitoring
- Operations Management
- Team Building
- Analytical Thinking
- Document Analysis
- Program Development
- Operational Efficiency
- Flexibility and Adaptability to Change
Timeline
Risk and Compliance Manager
The Penn Warranty Corporation
09.2021 - 07.2023
General Manager
Prime Auto Care, Inc.
07.2017 - 09.2021
Business Analyst
Prime Auto Care, Inc.
09.2016 - 07.2017
Bachelor of Science - Business Administration, Finance
King's College
Associate of Science - Business Administration
Luzerne County Community College
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