David Shaw
Overview
5
5
years of professional experience
1
1
Certification
Work History
Global Financial Crimes Investigator
Bank Of America
Charlotte, NC
10.2020 - Current
- Applied applicable U.S. regulations including Bank Secrecy Act and U.S. Patriot Act to conduct anti-money laundering investigations across all lines of businesses for Bank of America, with an emphasis on Global Banking and Markets
- Conducted routine to complex investigations including fraud committed by external parties, insider trading, market manipulation, and money laundering
- Completed Suspicious Activity Reports (SARs) in a timely and accurate manner for submission to regulators and/or law enforcement
- Partnered with Risk Managers from each line of business to communicate AML inquiries
- Reviewed brokerage trading accounts for retail and institutional clients to identify potential insider trading or market manipulation
- Communicated with external financial institutions and Bank of America financial centers regarding customer information requests
- Trained new employees on AML policies and procedures and internal systems
RDS Operations Analyst
Bank Of America
Charlotte, NC
06.2019 - 10.2020
- Supported Global Markets through account maintenance, process improvement, problem solving and escalation, and UAT testing and production.
- Led international, cross-functional project team of 20 employees to remediate circa 30,000 incorrectly onboarded accounts. Managed all aspects of project lifecycle and presenting weekly progress reports to Director.
- Led training for 30 front-office employees on new collateral account onboarding processes. Served as contact point for further inquiries.
- Analyzed patterns and trends to correct onboarding processes, in order to prevent future errors.
- Selected to cross-train on multiple products and processes, promoting efficiency and advancing business continuity goals within the RDS team.
Education
BBA - Marketing, Supply Chain Management
University of North Carolina Wilmington,
Wilmington, NC05.2019
Skills
- Transaction Monitoring
- Bank Secrecy Act
- Attention to Detail
- Know Your Customer
- Risk Assessment
- Case Management
- Anti-Money Laundering
- Suspicious Activity Reporting
Certification
Certified Anti-Money Laundering Specialist (CAMS) - 05/04/2023
Timeline
Global Financial Crimes Investigator
Bank Of America
10.2020 - Current
RDS Operations Analyst
Bank Of America
06.2019 - 10.2020
BBA - Marketing, Supply Chain Management
University of North Carolina Wilmington,