Denise Gall

Wells Fargo & Company

12.1997 - 09.2025

Conducted thorough risk assessments to identify potential regulatory issues and vulnerabilities and formulated mitigation strategies.
Led audits to evaluate compliance effectiveness and recommend corrective actions for improvement.
Provided expert guidance on regulatory requirements to senior management for strategic decision-making.
Promoted a culture of continuous improvement through ongoing evaluation and refinement of compliance program elements.
Collaborated with cross-functional teams to address compliance concerns, fostering a culture of shared responsibility.
Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
Collaborated with cross-functional teams to enhance risk management strategies.
Developed insightful reports for senior management that highlighted key findings from risk assessments and compliance reviews.
Played a pivotal role in creating a culture of compliance, leading by example and maintaining high ethical standards throughout daily work activities.
Facilitated communication between departments, ensuring timely updates on compliance changes and their impact on operations.