Felipe Price
Lawrenceville,GA
Summary
Highly organized and forward thinking compliance specialist with proven experience in providing solutions to complex problems. Possesses strong communication skills and has developed a reputation to work well in both individual and team capacities.
Successfully lead teams in compliance reviews and risk assessments while collaborating with legal, operational risk officers, business line leaders and other stakeholders to ensure adherence to federal regulations, rules and laws.
Overview
12
12
years of professional experience
1
1
Certification
Work History
AVP, Sr. Control Management Specialist
Wells Fargo Bank
05.2020 - Current
- Responsible for the development and design of methodologies and standards for review activities across the enterprise in alignment with the risk management framework, and ensuring effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other applicable policies.
- Duties include leading moderate to high-risk reviews while communicating emerging risks to management within Independent Testing.
- Independently evaluating the effectiveness of key controls while utilizing a risk-based approach anchored to front-line risk and control self-assessments.
First Vice President, Enterprise Risk Test Analyst 3
SunTrust Bank
01.2016 - Current
- Performed testing to determine the Bank's compliance with Federal Laws and Regulations and evaluated controls while utilizing a risk-based approach.
- Interim Team Manager – Managed a team of 5 professionals on an interim basis. Assigned tasks and oversaw the direction of the team, reviewed Error reports, Final reports and other key processes in testing to confirm findings were properly documented.
Corporate Compliance Officer
Atlantic Capital Bank
08.2012 - Current
- Responsible for the timely completion of assigned compliance reviews and summary memorandums, as well as managing the banks HMDA and CRA compliance. Monitored all regulatory updates to the bank's systems to ensure loan systems, loan disclosures and applications are all accurate.
Education
MBA - Finance
Argosy University
04.2011
B.S. - Finance
Tuskegee University
01.2005
Skills
- Regulatory Compliance
- Enterprise Risk Management
- Governance, Risk and Compliance
- Operational Risk
- Team Leadership
- Performance Monitoring
- Risk Mitigation Strategies
- Problem Solving Aptitude
- Critical Thinking Abilities
- Policy Implementation
- Compliance Monitoring
- Internal Controls
Certification
Certified Regulatory Compliance Manager (CRCM)
Timeline
AVP, Sr. Control Management Specialist
Wells Fargo Bank
05.2020 - Current
First Vice President, Enterprise Risk Test Analyst 3
SunTrust Bank
01.2016 - Current
Corporate Compliance Officer
Atlantic Capital Bank
08.2012 - Current
MBA - Finance
Argosy University
B.S. - Finance
Tuskegee University
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