Diana Esquivel
Edinburg,TX
Summary
Experienced BSA Analyst with demonstrated skills in compliance, risk management, and transaction monitoring. Strong analytical abilities utilized to identify trends, anomalies, and suspicious activities. Proven effectiveness in implementing BSA/AML regulations and policies that enhance operational efficiency and reduce financial risk. Familiarity with relevant software tools for data analysis and reporting contributes to comprehensive insight into financial patterns.
Overview
12
12
years of professional experience
Work History
Substitute Teacher
Edinburg CISD
Edinburg, TX
08.2022 - Current
- Provided classroom instruction following regular teacher's lesson plans.
- Encouraged positive behavior among students through effective communication techniques.
- Fostered a positive learning environment that promoted mutual respect.
- Promoted a safe and secure atmosphere within the classroom setting.
- Maintained accurate records of student performance, attendance and behavior.
Staff Auditor II
Lone Star National Bank
McAllen, TX
11.2017 - 01.2018
- Performed in-depth audit tests of various bank business operations and support units for compliance with prescribed rules, regulations, policies, and procedures.
- Drafted reports on audit results including recommendations for corrective action.
- Maintained appropriate levels of documentation regarding current audit assignments.
- Assisted the Senior Auditor as necessary with special projects and investigative reviews.
BSA Analyst III
Lone Star National Bank
McAllen, TX
08.2013 - 11.2017
- Provide internal support, assessment, and conditioning to front-line employees within the bank regarding BSA policies and procedures.
- Monitor and report unusual activity with regard to customers' accounts.
- Assist in implementing and administering all aspects of the Bank Secrecy Act (BSA) Compliance Program.
- Maintain and apply current knowledge of all regulations and laws as they apply to BSA, OFAC, USA Patriot Act, CIP, and Anti-Money Laundering.
- Conduct adverse media due diligence.
- Conduct quality control reviews.
- Investigated suspicious activity alerts generated by automated systems.
- Developed case files to document findings and conclusions of investigations.
Bank Management Trainee
Lone Star National Bank
Pharr, TX
08.2012 - 08.2013
- Reviewed policies and procedures of various departments within the bank.
- Received training and hands-on experience in various bank departments, such as Human Resources, Marketing, Accounting, Compliance, and Operations.
- Utilized interpersonal skills by interacting with and assisting all levels of management and staff on projects or tasks.
- Prepared reports on findings, recommendations, and overall experiences in each department.
Education
Bachelor of Science - Business Management
San Jose State University
San Jose, CA12-2009
Skills
- Self-motivated
- Highly organized
- Multi-tasker
- Microsoft Excel and Word
- Confidentiality
- Transaction monitoring
- Customer due diligence
- Know your customer
- Sanctions screening
- Fluent in English and Spanish
Timeline
Substitute Teacher
Edinburg CISD
08.2022 - Current
Staff Auditor II
Lone Star National Bank
11.2017 - 01.2018
BSA Analyst III
Lone Star National Bank
08.2013 - 11.2017
Bank Management Trainee
Lone Star National Bank
08.2012 - 08.2013
Bachelor of Science - Business Management
San Jose State University
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