Dina Siracusa Tupper
The Woodlands,TX
Summary
Senior Investment Advisor, Fiduciary Over 17 years of experience serving high net worth individuals with financial planning needs. Top Secret Clearance, F.B.I. and Full Scope Polygraph, F.B.I. Authorized to work in the US for any employer
Overview
29
29
years of professional experience
1
1
Certification
Work History
Vice President, Investment Advisor Representative, Fiduciary, Partner
Provident Wealth Advisors LLC
The Woodlands, TX
01.2017 - Current
- Responsible for over $200 million in assets.
- Configure Customized Financial Plans for Clients with regards to Retirement Planning, College Planning, Tax Planning, Estate Planning, and Income Planning.
- Identify each client's unique risk tolerance, income needs, and timeline to develop optimal asset allocation model.
- Conduct investment seminars to acquire new clients, maintain client base, and update client plans through regular portfolio reviews.
- Assess prospective client and current client 401(k) plans and other qualified retirement plans. Provide portfolio recommendations.
- Analyze financial information obtained from clients to determine strategies, financial products, and services to help clients meet their financial objectives.
Assistant Vice President, Senior Financial Advisor
Merrill Lynch
Baltimore, MD
01.2000 - 01.2008
- Successfully solicited business accounts and individual investor accounts through client seminars, cold calling, networking, and referrals.
- Co-managed 150+ client accounts totaling in excess of $53MM in portfolios consisting of diversified securities (stocks, bonds, mutual funds, annuities, life insurance policies, and CD's).
- Created customized financial plans for individuals to reach their retirement, estate planning, education, and life insurance needs based on their risk tolerance and time line.
- Analyzed market conditions and trend analysis to provide guidance to clients and rebalance portfolios accordingly.
- Counseled corporate clients and high net-worth individuals with regard to their financial and lending needs.
- Conducted educational seminars utilizing PowerPoint presentations to high net worth individuals and business owners on investment strategies.
- 126 Verismo Court Montgomery, TX 77316 443-538-1710 dinasdishes@gmail.com
- Invested and managed client assets consisting of stocks, bonds, mutual funds, annuities, CD's, mortgages, business loans, and life insurance.
- Highlights:
- Generated more than $250,000 in annual revenue and fee income within a 12-month period.
- Executive Club Membership 2001, 2002.
Capital Budget Manager of Information Technology Department
Verizon
Silver Spring, MD
01.1997 - 01.2000
- Managed budget of for seven IT projects.
- Reviewed and devising monthly / yearly financial and income statements, balance sheets.
- Directed the financial accounting and procurement activities (invoicing, management, negotiation of contracts, payment of suppliers & contractors, etc).
- Highlights:
- Found company overpayment to vendor in excess of $300,000. Successfully recovered assets caused by overbilling and devised a database management system to track all purchases to eliminate future capital loss.
- Featured article in company newspaper for saving Verizon $300,000.
Education
Master of Business Administration - Business Administration
Loyola College
05.2000
Bachelor of Business Administration - Computer Information Systems and Finance
James Madison University
05.1997
Skills
- Wealth Management (17 years)
- Management (17 years)
- Relationship building
- Analysis skills (20 years)
- Series 7 (10 years)
- Life and Health Insurance (10 years)
- Financial Planning (17 years)
- Sales (17 years)
- Series 65 (9 years)
Certification
- Client Relationship Manager Present
- Series 66 Present
- CDFA-Certified Divorce Financial Analyst Present
- FINRA Series 7
- FINRA Series 66
Languages
French
Spanish
Italian
Hindi
Timeline
Vice President, Investment Advisor Representative, Fiduciary, Partner
Provident Wealth Advisors LLC
01.2017 - Current
Assistant Vice President, Senior Financial Advisor
Merrill Lynch
01.2000 - 01.2008
Capital Budget Manager of Information Technology Department
Verizon
01.1997 - 01.2000
Bachelor of Business Administration - Computer Information Systems and Finance
James Madison University
Master of Business Administration - Business Administration
Loyola College
Personal Information
- Title: Vice President, Investment Advisor Representative
- Work Permit: Authorized to work in the US for any employer
- Visa Status: Authorized to work in the US for any employer
Publications
- Kiplinger Article-401k and IRA Advice especially for Women, https://www.kiplinger.com/article/retirement/t047-c032-s014-401-k-and-ira-advice-especially-forwomen.html, 2019-12-01
- Kiplinger Article-How Women Can Achieve Financial Empowerment and a Better Retirement, https://www.kiplinger.com/article/retirement/T023-C032-S014-women-prepare-to-go-it-alone-in-goldenyears.html, 2019-07-01