Summary
Overview
Work History
Education
Skills
Certification
Hobbies and Interests
Timeline
Generic

Dominique J. Parker

New York,NY

Summary

Equity Research professional with over 6 years of experience in leading research operations and editorial teams across diverse sectors. Expertise in driving process improvements, ensuring regulatory compliance, and enhancing research quality through collaboration with analysts and capital markets stakeholders. Demonstrated success in managing cross-functional teams and streamlining workflows to achieve strategic objectives in dynamic financial environments. FINRA licensed with specialized skills in financial research management, and team leadership.

Overview

8
8
years of professional experience
1
1
Certification

Work History

Associate Vice President, Equity Research Coordinator

D.A. Davidson & Co.
New York, NY
12.2022 - Current
  • Lead SA team of 3 in editing all research reports and managing research coverage across 4 industry verticals, including 21 Research Analysts and 15 Associates while reporting directly to the Director of Research.
  • Partner with COO to implement automation initiatives, improving efficiency across Equity Capital Markets.
  • Liaise with aggregators for the research department to ensure smooth ingestion of research data across platforms while constantly refining the process of research production and dissemination.
  • Oversee research data ingestion and flow, coordinating with third-party aggregators to ensure accuracy.
  • Collaborate with Sales & Trading to manage entitlements, coverage, and compliance.
  • Train and mentor research associates on Bluematrix and operational best practices within ECM.
  • Direct day-to-day research processes and compliance initiatives, providing analytical oversight and reporting to the Director of Research.

Research Coordinator, Institutional Equities

D.A. Davidson & Co.
New York, NY
08.2019 - 12.2022

Junior Actuarial Consultant

Sound Actuarial Consulting
Port Jefferson, NY
08.2018 - 04.2019
  • Applied statistical and actuarial models to assess monetary risk for self-insured clients.
  • Completed Exam P (Probability) and supported senior consultants with risk projections and client reporting.
  • Developed financial analysis reports, including premium projections and year-end assessments.

Finance Intern

Ascot Travel Services
New York, NY
06.2017 - 07.2017
  • Assisted CFO in financial reporting and maintained client relationships.
  • Supported accounts payable/receivable and tracked agent reimbursements.

Education

Bachelor of Science - Applied Quantitative Economics, Business Administration

University of Rhode Island
Kingston, RI

Skills

  • Bluematrix creator
  • Research management
  • Regulatory compliance
  • Market analysis
  • Team leadership
  • Problem solving
  • Operations management
  • Administrative support
  • Client management
  • S&P Capital IQ proficiency
  • Salesforce expertise
  • Bloomberg Terminal usage
  • FactSet knowledge
  • Visible Alpha experience
  • Excel plug-in integration

Certification

  • SIE
  • Series 7
  • Series 24
  • Series 63
  • Series 86
  • Series 87

Hobbies and Interests

  • Running
  • Traveling
  • Notre Dame sports
  • Reading thrillers & fantasy novels
  • Cooking & baking
  • DIY projects

Timeline

Associate Vice President, Equity Research Coordinator

D.A. Davidson & Co.
12.2022 - Current

Research Coordinator, Institutional Equities

D.A. Davidson & Co.
08.2019 - 12.2022

Junior Actuarial Consultant

Sound Actuarial Consulting
08.2018 - 04.2019

Finance Intern

Ascot Travel Services
06.2017 - 07.2017

Bachelor of Science - Applied Quantitative Economics, Business Administration

University of Rhode Island

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