Eboni Williams
Memphis,TN
Summary
Detail-oriented Financial Operations Specialist with 7+ years of experience in securities processing, reconciliation, and risk management. Expertise in handling stock deposits, margin calculations, loan lending, and regulatory compliance. Proven ability to foster relationships with internal teams and external clearing firms to resolve operational discrepancies. Fully licensed with SIE,Series 99,Series 7, Series 63, and Series 24 certifications, equipping me with supervisory-level knowledge of securities trading, lending, and brokerage operations.
Overview
11
11
years of professional experience
Work History
Wealth Management Specialist
First Horizon Advisors
Memphis, USA
10.2023 - Current
- Process stock deposits via physical certificates or electronic channels with precision
- Calculate margin calls, ensuring timely communication with the sales force and clients
- Review and approve money movements and Fed wire transactions in compliance with regulatory standards
- Reconcile brokerage accounts, investigating and resolving discrepancies in daily reports
- Collaborate with NFS Clearing Firm and internal Wealth Management teams to address operational risks
Relationship Banker - Team Lead
Regions Bank
Memphis, USA
01.2023 - 10.2023
- Achieved branch goals by identifying client needs and delivering tailored financial solutions
- Originated and closed personal and small business loans, ensuring compliance with lending guidelines
- Provided coaching to junior bankers to enhance product knowledge and service delivery
- Advised customers on Regions’ lending and financial solutions, including personal, auto, and business loans
- Led branch operations, including compliance with banking regulations and internal processes
Night Auditor Supervisor
Hampton Inn & Marriott Hotels
08.2013 - 01.2023
- Supervised staff, managed reconciliations, and ensured accurate reporting
- Monitored front desk operations during the night shift to ensure accuracy of guest accounts, cash handling, and credit card transactions.
- Resolved any discrepancies between the hotel's records and bank deposits at the end of each shift.
- Developed a system for tracking customer complaints and resolving customer service issues in a timely manner.
Senior Fee-Based Associate - Cash Distributions
Raymond James
Memphis, USA
10.2019 - 01.2023
- Researched and resolved discrepancies in mutual funds, equities, and bonds
- Supported investment management by liquidating and investing client assets efficiently
- Delivered analytical insights to management using Citrix Database
- Ensured compliance with firm regulatory requirements through detailed data analysis and reconciliation
Lead Credit and Collection Specialist
Comcast
07.2013 - 10.2019
- Resolved financial discrepancies and maintained accurate payment processing
Education
Bachelor of Business Administration - Accounting
Capella University
05.2021
Accounting Certification -
Tennessee Technology Center
05.2000
Skills
- Stock Deposits
- Loan Origination
- Lending Solutions
- Margin Calculations
- Reporting
- Trade Reconciliations
- Account Analysis
- Compliance
- Regulatory Standards
- Financial Software Proficiency
- Oracle
- Citrix Database
- Client Center
- Money Movement Dashboard
- Microsoft Office Suite
- Teams
- Skype
Timeline
Wealth Management Specialist
First Horizon Advisors
10.2023 - Current
Relationship Banker - Team Lead
Regions Bank
01.2023 - 10.2023
Senior Fee-Based Associate - Cash Distributions
Raymond James
10.2019 - 01.2023
Night Auditor Supervisor
Hampton Inn & Marriott Hotels
08.2013 - 01.2023
Lead Credit and Collection Specialist
Comcast
07.2013 - 10.2019
Bachelor of Business Administration - Accounting
Capella University
Accounting Certification -
Tennessee Technology Center