Eduardo Lico
Dallas
Summary
Experienced finance professional with nearly a decade years in banking operations and regulatory compliance. Expertise in BSA/AML investigations, transaction monitoring, and risk assessments, with a solid foundation in KYC/EDD practices. Proven ability in client relationship management and financial planning, focused on maintaining regulatory integrity and supporting revenue growth. Managed and grew a portfolio of client relationships through proactive engagement and tailored financial solutions.
Overview
3
3
years of professional experience
1
1
Certification
Work History
Personal Banker I
Comerica Bank a Division of Fifth Third Bank, N.A.
Irving, TX
11.2025 - Current
- Drove revenue growth through proactive client relationship management and tailored lending solutions.
- Designed targeted strategies aimed at fostering strong customer relationships and increasing retention.
- Resolved customer inquiries and concerns efficiently, enhancing overall satisfaction.
- Built strong client relationships while ensuring strict adherence to BSA/AML compliance and internal controls.
BSA/AML Analyst I
North Dallas Bank and Trust
Dallas, TX
08.2023 - 10.2025
- Leads BSA/AML investigations, transaction monitoring, and SAR filings, proactively identifying and mitigating financial crime risks.
- Executes comprehensive risk assessments, CDD/EDD reviews, and high-risk account analysis to safeguard the institution against illicit activity.
- Drives regulatory compliance through expert OFAC screening, audit readiness, and staff training, while collaborating with law enforcement on complex cases
- Identified and recommended changes to existing processes and procedures to ensure regulatory compliance.
Broker Dealer Representative II
Fidelity Investments
Westlake, TX
11.2022 - 05.2023
- Identified and capitalized on opportunities to enhance client portfolios, recommending suitable investment products and services to meet financial goals and achieve sales targets.
- Performed in-depth financial reviews and planning sessions with clients, leveraging market trends and product knowledge to provide relevant and timely advice.
- Cultivated strong client relationships through personalized financial advice, efficient issue resolution, and proactive account management, enhancing overall client satisfaction.
Education
Associate of Science -
Richland College
Dallas, TX07-2025
Skills
- Communication
- Adaptability
- Leadership
- Teamwork and collaboration
- Time management
- Ethical conduct
- Tech proficiency
- Reliability
- Data Analysis
- Banking Operations
- Financial Advising
- BSA/AML
- EDD/KYC
- Proficient in Microsoft utilities
- GAAP experience
- SAFE
- Regulatory compliance
- Financial crime investigation
- Troubleshooting Skills
Certification
• SIE (Active)
• Series 7 (Inactive)
• Series 63 (Inactive)
• NMLS: 2240512 (Active)
• Notary (Active)
• Life, Health, and Annuity Insurance (Active)
• Spanish (Fluent)
Timeline
Personal Banker I
Comerica Bank a Division of Fifth Third Bank, N.A.
11.2025 - Current
BSA/AML Analyst I
North Dallas Bank and Trust
08.2023 - 10.2025
Broker Dealer Representative II
Fidelity Investments
11.2022 - 05.2023
Associate of Science -
Richland College