Seasoned financial services industry professional. Extensive experience in municipal bonds. Strong communication and interpersonal skills.
Created a novel Security Exempt from Registration under Regulation D, particularly suited to the qualified accounts of Accredited Investors.
Managed municipal bond focused portfolios for high net worth individuals.
Founded an SEC Registered Investment Advisor. Managed municipal bond portfolios for high net worth and ultra-high net worth individuals. Had operational control including compliance.
Employed in numerous roles over time from analyst to Chief Operating Officer to Portfolio Manager to business development. Managed diversified fixed income portfolios (with a concentration in municipal bonds) for high net worth and ultra-high net worth individuals.