Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

EJI JULIET

Dallas,TX

Summary

Experienced IT Auditor, Risk, and Compliance professional, renowned for exceptional skills and a record in the field. With an extensive background, possesses a wealth of experience in evaluating and enhancing information technology systems while ensuring strict adherence to regulatory standards across a spectrum of frameworks, including COSO, NISFT, COBIT, SOX, ISO27001/2, HIPPA, GAAP, and PCI-DSS. Proficiency lies in meticulously assessing IT controls, pinpointing potential risks, and executing robust risk mitigation measures. Excels in conducting thorough IT audits, orchestrating comprehensive compliance programs, and elevating IT governance structures to their highest potential. Impressive ability to collaborate seamlessly with cross-functional teams complements the knack for delivering invaluable insights to senior management.

Overview

6
6
years of professional experience
1
1
Certification

Work History

SOX Compliance

Uber
11.2023 - Current
  • Planned audits and audit activities to allocate necessary resources and determine the consistency of plans with audit objectives.
  • Increased internal control effectiveness through diligent evaluation of processes and providing recommendations for improvement.
  • Collaborated closely with external auditors, providing requested documentation promptly to facilitate smooth year-end audits.
  • Prepared working papers, reports and supporting documentation for audit findings.
  • Managed multiple concurrent audit engagements, prioritizing tasks to meet deadlines without compromising quality.
  • Provided detailed documentation on audit findings, facilitating swift corrective action when necessary.
  • Maintained high awareness towards safety, damage and loss prevention by conducting [Number] training seminars to associates.

IT SOX Auditor

KPMG
03.2022 - 10.2023
  • Engaged comprehensively in IT SOX (Sarbanes-Oxley) audit phases, which encompassed risk assessment, SOX scoping analysis, fieldwork and reporting.
  • Performed walk-throughs and interviews to understand and identify key business processes, applications and critical IT infrastructure supporting financial reporting.
  • Interfaced with management to develop understanding of key business objectives and associated risk, identified and developed meaningful analyses to effectively evaluate processes and controls for SOX compliance.
  • Collaborated with cross-functional teams to identify and document key IT controls, and control narratives to ensure SOX compliance.
  • Executed SOX 404 testing(the initial testing, interim, and end-of-year testing) of all controls tied to financial ERP applications.
  • Led effective remediation engagement through collaborative engagement with control owners to devise and implement corrective action plans and conducted follow-up testing to validate remediation of issues.
  • Prepared detailed audit reports, highlighting audit findings, risks, and recommendations.

IT Auditor

KPMG
01.2021 - 02.2022
  • Planned and executed various risk-based audits related to IT general controls, IT application controls, and IT infrastructure reviews.
  • Performed end-to-end walk-throughs and interviews with key control owners to assess control design.
  • Evaluated effectiveness of IT General Controls (ITGCs) and Application Controls through thorough control testing.
  • Prepared detailed audit work papers and reports while ensuring overall quality & and consistency of audit work, and adherence to professional standards for audits.
  • Served as liaison between internal and external auditors during audit engagements.
  • Collaborated with internal stakeholders and IT security teams to address audit findings and implement corrective actions effectively.

IT Risk and Compliance Analyst

VAS Consulting
07.2018 - 12.2020
  • Conducted comprehensive risk assessments and audits to identify potential IT security vulnerabilities.
  • Reviewed internal policies, procedures, and standards to validate that management's directives have been appropriately captured and formalized to mitigate risks and achieve compliance and reporting objectives.
  • Performed periodic control testing and assessments of company policies and procedures to verify adherence to relevant IT regulations, standards, and frameworks.
  • Developed and implemented corrective action plans for non-compliance issues.
  • Evaluated SOC 2 Type II report to ensure compliance with industry standards.
  • Collaborated with incident response teams to investigate and remediate security breaches or vulnerabilities.
  • Served as liaison between internal and external auditors during regulatory audits.

Education

Bachelor of Science - Management

IMSU
Ng
09.2012

Skills

  • Internal Audit
  • Root Cause Analysis
  • Agile Project Management
  • Change Management
  • ITGC & ITAC Audit
  • Impact Analysis
  • Audit Strategy and Execution
  • Process mapping & Flow Diagrams
  • Stakeholder Engagement
  • Gap Analysis
  • Time Management
  • Internal Controls
  • Risk Assessment & management
  • Negotiation and Conflict Resolution
  • Critical Thinking and Analysis
  • Regulatory compliance
  • Remediation
  • Detail Oriented
  • Effective Communicator
  • Team Building
  • Framework: COBIT COSOPCI-DSS SOX GDPR FFIEC HIPPA NIST SP 800-53 Rev 5 ISO 27001 OCC
  • System: Window Server PeopleSoft UNIX LINUX Windows OS Network Systems
  • Software: Microsoft Office Suite Salesforce SAP Firewall Audit Command Language (ACL) Audit board Teammate Metric Stream Microsoft Dynamics NetSuite Active Directory Azure
  • Database: Oracle SQL
  • Applications: GRC–Archer Metric stream Splunk ADP sail point SharePoint Azure cloud AWS Oracle Jira IDEAL Oracle Randomizer Salesforce

Certification

  • CISA - Certified Information Systems Auditor.
  • Scaled Agile, - Certified SAFe® 5 Advanced Scrum Master

Timeline

SOX Compliance

Uber
11.2023 - Current

IT SOX Auditor

KPMG
03.2022 - 10.2023

IT Auditor

KPMG
01.2021 - 02.2022

IT Risk and Compliance Analyst

VAS Consulting
07.2018 - 12.2020

Bachelor of Science - Management

IMSU

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