Summary
Overview
Work History
Skills
Timeline
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FRANKLIN PONTON IMITOLA

Miami,FL

Summary

Accomplished Compliance Officer and Director with a proven track record at Franky's Efectivo Corp, enhancing AML compliance and driving financial growth through strategic risk management and strong team leadership. Expert in compliance monitoring and fostering ethical management practices, significantly improving operational efficiency and customer satisfaction.

Overview

17
17
years of professional experience

Work History

Compliance Officer

Franky's Efectivo Corp
01.2022 - Current
  • Reviewed new products or services offered by the organization from an AML perspective, ensuring appropriate measures were implemented prior to launch.
  • Delivered targeted AML compliance training sessions, increasing employee awareness and understanding of key requirements.
  • Improved transaction monitoring processes for detecting suspicious activities and potential money laundering threats.
  • Reduced regulatory risks by conducting thorough customer due diligence and periodic reviews.
  • Evaluated emerging trends in money laundering techniques, incorporating relevant findings into company-wide strategies for combating financial crime.
  • Maintained up-to-date knowledge on industry best practices and regulatory developments, incorporating relevant insights into the company''s AML program.
  • Enhanced AML compliance by implementing risk-based monitoring systems and procedures.
  • Assessed effectiveness of current controls, recommending enhancements to strengthen overall compliance framework.
  • Established a culture of compliance by fostering open communication lines between employees and management on AML-related concerns or questions.
  • Supported ongoing efforts towards continuous improvement in the company''s approach to managing financial crime risks associated with its operations.
  • Contributed to the development of company-wide sanctions screening processes, ensuring alignment with regulatory expectations.
  • Conducted comprehensive AML risk assessments to identify potential vulnerabilities and areas for improvement.

Director

Franky's Efectivo Corp
02.2017 - Current
  • Managed day-to-day business operations.
  • Developed and maintained strong relationships with clients, resulting in repeat business and referrals.
  • Oversaw daily operations, ensuring all tasks were completed accurately and efficiently by team members.
  • Increased customer satisfaction by implementing efficient business processes and providing exceptional service.
  • Managed financial aspects of the business, including budgeting, financial reporting, and tax preparation.
  • Consulted with customers to assess needs and propose optimal solutions.
  • Hired trained, and managed a high-performing team of employees dedicated to achieving company goals.
  • Trained and motivated employees to perform daily business functions.
  • Implemented marketing strategies to increase brand awareness and attract new customers.
  • Negotiated contracts with suppliers for better pricing and terms, reducing overall costs for the business.
  • Established foundational processes for business operations.
  • Achieved financial growth with strategic planning, cost control measures, and targeted marketing efforts.

Director

Profesionales De Cambio Franky's Efectivo SAS
06.2008 - Current
  • Established strong customer relationships through excellent communication and attentive service.
  • Strengthened company reputation by consistently meeting or exceeding customer expectations in terms of quality products/services offered.
  • Managed financial operations to ensure fiscal responsibility, including budgeting, forecasting, and financial reporting.
  • Maintained a safe work environment by enforcing strict safety protocols and regularly updating staff on industry best practices.

Skills

  • Compliance monitoring
  • Document review
  • Auditing processes
  • Internal audits
  • Ethics management
  • Policy analysis
  • Regulations enforcement
  • Risk management
  • Data privacy
  • Anti-money laundering
  • Internal controls

Timeline

Compliance Officer

Franky's Efectivo Corp
01.2022 - Current

Director

Franky's Efectivo Corp
02.2017 - Current

Director

Profesionales De Cambio Franky's Efectivo SAS
06.2008 - Current

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FRANKLIN PONTON IMITOLA